BLUME CAPITAL MANAGEMENT, INC. Information

1708 SHATTUCK AVENUE, BERKELEY, California, 94709, (510) 549-3534

Report Date: 09/30/2014

Position Statistics

Total Positions 218
New Positions 3
Increased Positions 29
Decreased Positions 49
Positions with Activity 78
Sold Out Positions 20
Total Mkt Value (in $ millions) 129

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.1%
Capital Goods 1.38%
Conglomerates
Consumer Cyclical 2.26%
Consumer/Non-Cyclical 2.08%
Energy 14.64%
Financial 36.06%
Healthcare 9.81%
Services 9.33%
Technology 21.3%
Transportation 2.62%
Utilities 0.27%

218 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLIED MATLS INC COM 3 New 131
CITY NATL CORP COM 3 New 39
ISHARES GL CLEAN ENE ETF 3 New 300
QIAGEN NV REG SHS 3 New 124
GENERAL MTRS CO WT EXP 071019 3 4.89 193
DURECT CORP COM 3 New 3,000
ULTRATECH INC COM 2 New 140
CORCEPT THERAPEUTICS INC COM 2 New 700
FRONTIER COMMUNICATIONS CORP COM 2 New 310
RYDEX ETF TRUST GUG S&P MC400 PG 2 New 15
HARRIS & HARRIS GROUP INC COM 2 New 600
AFFYMETRIX INC COM 1 New 140
MOLYCORP INC DEL COM 1 New 1,500
DYNAVAX TECHNOLOGIES CORP COM NEW New 30
AOL INC COM New 9
DDR CORP COM New 15
BANCO SANTANDER SA ADR -3 (98.02) 7
APRICUS BIOSCIENCES INC COM New 33
ANNALY CAP MGMT INC COM -122 Sold Out 0
BLACKROCK KELSO CAPITAL CORP COM -4 Sold Out 0