BLUEFIN TRADING, LLC Information

3 PARK AVENUE, NEW YORK, New York, 10016, (646) 963-2717

Report Date: 09/30/2014

Position Statistics

Total Positions 636
New Positions 149
Increased Positions 314
Decreased Positions 319
Positions with Activity 633
Sold Out Positions 196
Total Mkt Value (in $ millions) 1,474

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.99%
Capital Goods 2.55%
Conglomerates 0.03%
Consumer Cyclical 1.27%
Consumer/Non-Cyclical 2.98%
Energy 4.64%
Financial 34.65%
Healthcare 7.27%
Services 21.85%
Technology 14.99%
Transportation 2.44%
Utilities 1.9%

636 Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 0-5 HIGH YIELD 18,262 18,262 New 184,203
ISHARES TR 0-5YR HI YL CP 3,783 -388 (9.3) 80,079
ISHARES 1-3 YR CR BD ETF 4,794 4,621 2,680.37 45,598
ISHARES TR 20+ YR TR BD ETF 3,407 196 6.10 26,700
PIMCO ETF TR 3-7YR US TREAS -265 Sold Out 0
ISHARES 3YRTB ETF 970 970 New 11,259
ISHARES TR 7-10 Y TR BD ETF -161 Sold Out 0
ISHARES TR A RATE CP BD ETF -2,912 Sold Out 0
BANCO SANTANDER SA ADR 1,399 -187 (11.77) 168,206
BARCLAYS PLC ADR 283 -56 (16.44) 19,863
ICICI BK LTD ADR 489 -140 (22.28) 44,430
MELCO CROWN ENTMT LTD ADR 49,089 45,139 1,142.77 2,210,235
RANDGOLD RES LTD ADR 314 314 New 5,079
SOUFUN HLDGS LTD ADR 300 300 New 43,918
TEVA PHARMACEUTICAL INDS LTD ADR 1,522 1,522 New 27,600
VALE S A ADR 2,844 2,477 674.90 403,922
ERICSSON ADR B SEK 10 -282 Sold Out 0
SONY CORP ADR NEW 540 -826 (60.44) 27,404
HDFC BANK LTD ADR REPS 3 SHS -181 Sold Out 0
NQ MOBILE INC ADR REPSTG CL A 269 -135 (33.34) 56,971