BLUEFIN TRADING, LLC Information

3 PARK AVENUE, NEW YORK, New York, 10016, (646) 963-2717

Report Date: 09/30/2014

Position Statistics

Total Positions 636
New Positions 149
Increased Positions 314
Decreased Positions 319
Positions with Activity 633
Sold Out Positions 196
Total Mkt Value (in $ millions) 1,531

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.1%
Capital Goods 2.56%
Conglomerates 0.03%
Consumer Cyclical 1.27%
Consumer/Non-Cyclical 2.98%
Energy 4.76%
Financial 34.15%
Healthcare 7.29%
Services 21.87%
Technology 15.09%
Transportation 2.52%
Utilities 1.98%

636 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
WEYERHAEUSER CO COM 13,927 -584,460 (97.67) 394,545
CBS CORP (CLASS B) CL B 5,109 -90,227 (94.64) 93,578
POWERSHARES ETF TRUST II SENIOR LN PORT 14,257 -44,646 (75.8) 598,792
DANAHER CORP DEL COM 25,171 -24,827 (49.66) 292,681
NORTHSTAR RLTY FIN CORP COM -24,377 Sold Out 0
ISHARES TR CHINA ETF -22,108 Sold Out 0
FAMILY DLR STORES INC COM 1,222 -18,084 (93.67) 15,380
LORAL SPACE & COMMUNICATNS INC COM 1,017 -18,047 (94.67) 12,703
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2014 -16,904 Sold Out 0
MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 13,957 -16,130 (53.61) 207,295
TESLA MTRS INC COM -12,320 Sold Out 0
CHENIERE ENERGY INC COM NEW 296 -11,799 (97.55) 4,147
INTUITIVE SURGICAL INC COM NEW -10,469 Sold Out 0
ISHARES CORE US CR BD 1,712 -10,385 (85.85) 15,367
MARSH & MCLENNAN COS INC COM -9,944 Sold Out 0
ISHARES IBOXX HI YD ETF -9,054 Sold Out 0
ISHARES TR CHINA LG-CAP ETF 2,461 -8,805 (78.16) 60,716
VANGUARD BD INDEX FD INC TOTAL BND MRKT 1,889 -8,226 (81.33) 22,862
ISHARES MSCI TAIWAN ETF -7,986 Sold Out 0
SPROTT PHYSICAL GOLD TRUST UNIT -7,904 Sold Out 0