BLUEFIN TRADING, LLC Information

3 PARK AVENUE, NEW YORK, New York, 10016, (646) 963-2717

Report Date: 12/31/2013

Position Statistics

Total Positions 439
New Positions 127
Increased Positions 210
Decreased Positions 229
Positions with Activity 439
Sold Out Positions 163
Total Mkt Value (in $ millions) 1,205

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.49%
Capital Goods 0.38%
Conglomerates 0%
Consumer Cyclical 0.86%
Consumer/Non-Cyclical 1.84%
Energy 7.45%
Financial 56.83%
Healthcare 1.23%
Services 8.64%
Technology 17.37%
Transportation 0.17%
Utilities 0.44%

439 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SAFEWAY INC COM NEW 578 -87 (13.12) 16,937
OASIS PETE INC NEW COM 572 572 New 12,095
EXELON CORP COM 570 -3,951 (87.4) 15,801
MARKET VECTORS ETF TR INTL HI YLD BD 551 -17,041 (96.87) 19,929
ISHARES TR FLTG RATE BD ETF 545 545 New 10,754
ERICSSON ADR B SEK 10 543 -377 (40.99) 42,062
MARKET VECTORS ETF TR VECTRS POL ETF 537 537 New 23,147
TRANSOCEAN LTD REG SHS 530 530 New 13,069
WISDOMTREE TR MID EAST DIVD 529 317 150.08 22,187
PAN AMERICAN SILVER CORP COM 525 347 195.36 40,822
PROSHARES TR PSHS ULSHT 7-10Y 519 -95 (15.51) 18,347
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2014 500 -1,946 (79.56) 23,646
ABRAXAS PETE CORP COM 480 480 New 93,231
YOUKU TUDOU INC SPONSORED ADR 476 -317 (40) 18,299
CLAYMORE EXCHANGE TRD FD TR GUG BUL 2019 HY 472 472 New 17,962
UNITED STATES STL CORP NEW COM 470 -570 (54.79) 17,400
BANK OF AMERICA CORPORATION WT EXP 102818 468 21 4.76 557,381
ICICI BK LTD ADR 468 468 New 10,512
EXCO RESOURCES INC COM 452 123 37.53 72,503
VALE S A ADR 415 415 New 29,400