BLACKROCK INVESTMENT MANAGEMENT, LLC Information

1 UNIVERSITY SQUARE DR., PRINCETON, New Jersey, 08540, (800) 441-7762

Report Date: 06/30/2014

Position Statistics

Total Positions 4,063
New Positions 704
Increased Positions 2,376
Decreased Positions 1,638
Positions with Activity 4,014
Sold Out Positions 106
Total Mkt Value (in $ millions) 75,065

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.76%
Capital Goods 4.48%
Conglomerates 0.17%
Consumer Cyclical 2.91%
Consumer/Non-Cyclical 6.18%
Energy 9.8%
Financial 19.51%
Healthcare 11.94%
Services 16.8%
Technology 16.46%
Transportation 2.42%
Utilities 3.4%

4,063 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CONCERT PHARMACEUTICALS INC COM 14 -209 (93.75) 1,066
ADEPT TECHNOLOGY INC COM NEW 14 14 New 1,905
BIOLASE INC COM 14 -258 (94.9) 5,094
COMMUNITY BANKERS TR CORP COM 14 14 New 3,106
LEMAITRE VASCULAR INC COM 14 14 New 1,969
KEY TECHNOLOGY INC COM 14 14 New 1,033
TARGACEPT INC COM 14 -229 (94.4) 5,435
PLANAR SYS INC COM 14 14 New 3,474
SYNTHETIC BIOLOGICS INC COM 13 13 New 7,525
IPASS INC COM 13 13 New 8,854
WESTELL TECHNOLOGIES INC CL A 13 -269 (95.28) 7,200
ASTRO-MED INC NEW COM 13 13 New 967
CYBEROPTICS CORP COM 13 13 New 1,180
NORTHERN TECH INTL CORP COM 13 13 New 640
HESKA CORP COM RESTRC NEW 13 13 New 1,038
ZHONE TECHNOLOGIES INC NEW COM NEW 13 13 New 4,168
AEGON N V NY REGISTRY SH 13 -3 (16.2) 1,542
SYNERGETICS USA INC COM 13 13 New 3,999
HENNESSY ADVISORS INC COM 13 13 New 684
COMMUNICATIONS SYS INC COM 13 13 New 1,121