BLACKROCK INVESTMENT MANAGEMENT, LLC Information

1 UNIVERSITY SQUARE DR., PRINCETON, New Jersey, 08540, (800) 441-7762

Report Date: 09/30/2014

Position Statistics

Total Positions 4,079
New Positions 142
Increased Positions 2,491
Decreased Positions 1,371
Positions with Activity 3,862
Sold Out Positions 63
Total Mkt Value (in $ millions) 71,115

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.25%
Capital Goods 4.63%
Conglomerates 0.19%
Consumer Cyclical 2.68%
Consumer/Non-Cyclical 6.1%
Energy 7.7%
Financial 19.92%
Healthcare 12.76%
Services 17.63%
Technology 16.32%
Transportation 2.61%
Utilities 3.58%

4,079 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ADEPT TECHNOLOGY INC COM NEW 16 2.47 1,952
AXT INC COM 16 2.81 5,817
NOVATEL WIRELESS INC COM NEW 15 .95 5,629
RADIANT LOGISTICS INC COM 15 (1.1) 3,705
TENAX THERAPEUTICS INC COM 15 .85 4,048
NEW HAMPSHIRE THRIFT BANCSHS COM 15 7 95.68 996
MICROFINANCIAL INC COM 15 -1 (7.53) 1,487
PIXELWORKS INC COM NEW 15 1 6.56 3,849
RED LION HOTELS CORP COM 15 New 2,490
VICAL INC COM 15 2.06 14,173
SUPREME INDS INC CL A 15 1 9.03 2,185
CODORUS VY BANCORP INC COM 15 7 89.42 752
PACIFIC MERCANTILE BANCORP COM 15 -1 (6.68) 2,097
BANK COMM HLDGS COM 15 1 6.58 2,543
ODYSSEY MARINE EXPLORATION INC COM 15 2.09 13,916
SAP SE SPON ADR 15 -5 (26.6) 218
GSI TECHNOLOGY COM 15 -2 (14.46) 3,041
FIRST CTZNS BANC CORP COM NO PAR 15 1 8.68 1,428
ADVAXIS INC COM NEW 14 2.05 3,232
PCM INC COM 14 (0.31) 1,588