BLACKROCK INVESTMENT MANAGEMENT, LLC Information

1 UNIVERSITY SQUARE DR., PRINCETON, New Jersey, 08540, (800) 441-7762

Report Date: 12/31/2014

Position Statistics

Total Positions 4,106
New Positions 142
Increased Positions 1,132
Decreased Positions 2,363
Positions with Activity 3,495
Sold Out Positions 47
Total Mkt Value (in $ millions) 77,232

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.11%
Capital Goods 4.28%
Conglomerates 0.26%
Consumer Cyclical 2.84%
Consumer/Non-Cyclical 6%
Energy 7.94%
Financial 20.47%
Healthcare 12.38%
Services 17.9%
Technology 16.53%
Transportation 2.5%
Utilities 3.27%

4,106 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PIMCO MUN INCOME FD II COM 44 -97 (68.89) 3,500
ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 44 New 1,767
NUVEEN DIVID ADVANTAGE MUN INC COM 43 New 3,030
SIGMA DESIGNS INC COM 43 -2 (5.02) 5,503
ZAGG INC COM 43 -2 (3.48) 4,959
HERITAGE FINL GROUP INC COM 43 4 9.52 1,541
MATTSON TECHNOLOGY INC COM 42 New 12,153
NUVEEN PREM INCOME MUN FD 2 COM 42 42 New 3,049
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 42 New 1,734
SORRENTO THERAPEUTICS INC COM NEW 41 -2 (3.8) 3,795
ISHARES EAFE SML CP ETF 40 -46 (53.46) 768
SELECT SECTOR SPDR TR TECHNOLOGY 40 New 926
DURECT CORP COM 40 New 17,082
LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 39 -2 (5.02) 1,988
CURIS INC COM 39 New 14,385
IMPAC MTG HLDGS INC COM NEW 39 New 1,361
AVID TECHNOLOGY INC COM 38 38 New 2,331
UNITED ONLINE INC COM NEW 38 New 2,330
ROKA BIOSCIENCE INC COM 37 1 2.26 12,124
URANIUM ENERGY CORP COM 36 -2 (5.12) 14,585