BLACKROCK INVESTMENT MANAGEMENT, LLC Information

1 UNIVERSITY SQUARE DR., PRINCETON, New Jersey, 08540, (800) 441-7762

Report Date: 12/31/2013

Position Statistics

Total Positions 3,396
New Positions 135
Increased Positions 853
Decreased Positions 2,476
Positions with Activity 3,329
Sold Out Positions 53
Total Mkt Value (in $ millions) 67,453

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.96%
Capital Goods 5.38%
Conglomerates 0.16%
Consumer Cyclical 3.11%
Consumer/Non-Cyclical 6.76%
Energy 10.42%
Financial 19.74%
Healthcare 10.72%
Services 17.09%
Technology 15.14%
Transportation 2.13%
Utilities 3.9%

3,396 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALPS ETF TR ALERIAN MLP 18 New 1,000
INTEROIL CORP COM 18 New 273
AEGON N V NY REGISTRY SH 18 -8 (30.32) 2,004
BLACKROCK MUN 2020 TERM TR COM SHS 16 16 New 1,000
MANULIFE FINL CORP COM 14 -79 (84.66) 765
ENBRIDGE ENERGY PARTNERS L P COM 14 14 New 470
FIRST TR EXCHANGE TRADED FD II ISE CLOUD COMP 13 13 New 500
NET ELEMENT INC COM 12 3.93 4,394
ISHARES TR 0-5 YR TIPS ETF 11 -25 (68.44) 113
PIMCO DYNAMIC INCOME FD SHS 11 11 New 340
BANCO SANTANDER SA ADR 11 -4 (28.41) 1,104
SIEMENS A G SPONSORED ADR 11 6 128.57 80
ISHARES 10-20 YR TRS ETF 11 11 New 85
FLAHERTY & CRUMRINE TOTAL RETU COM 10 10 New 507
ISHARES S&P MC 400VL ETF 10 New 83
CHINA PETE & CHEM CORP SPON ADR H SHS 9 New 104
KONINKLIJKE PHILIPS N V NY REG SH NEW 9 New 267
WESTERN ASSET INVT GRADE DEFIN COM 9 9 New 458
QAD INC CL B 8 New 505
WISDOMTREE TR EMERG MKTS ETF 8 8 New 160