BLACKROCK INVESTMENT MANAGEMENT, LLC Information

1 UNIVERSITY SQUARE DR., PRINCETON, New Jersey, 08540, (800) 441-7762

Report Date: 09/30/2014

Position Statistics

Total Positions 4,065
New Positions 143
Increased Positions 2,482
Decreased Positions 1,367
Positions with Activity 3,849
Sold Out Positions 63
Total Mkt Value (in $ millions) 73,423

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.23%
Capital Goods 4.59%
Conglomerates 0.19%
Consumer Cyclical 2.65%
Consumer/Non-Cyclical 6.15%
Energy 7.93%
Financial 19.32%
Healthcare 12.52%
Services 18.09%
Technology 16.03%
Transportation 2.62%
Utilities 3.78%

4,065 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FORTUNA SILVER MINES INC COM 61 New 12,275
58 COM INC SPON ADR REP A 54 28 104.93 1,371
RIO TINTO PLC SPONSORED ADR 53 -14,485 (99.63) 1,222
AMERICAN EAGLE ENERGY CORP COM NEW 52 2 3.09 101,333
MORGAN STANLEY EASTN EUR FD COM 51 New 3,634
QUEST RESOURCE HLDG CORP COM 49 7 17.80 37,936
SUMMIT ST BK SANTA ROSA CALIF COM 49 -17 (25.33) 3,614
ROKA BIOSCIENCE INC COM 48 48 New 11,856
TURTLE BEACH CORP COM 48 4 9.35 21,311
PRUDENTIAL PLC ADR 48 2 4.52 971
REGADO BIOSCIENCES INC COM 47 (0.1) 42,996
COURIER CORP COM 46 2 4.90 1,971
LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 46 24 103.40 2,093
QIWI PLC SPON ADR REP B 46 20 75.67 2,224
NUVEEN DIVID ADVANTAGE MUN INC COM 44 New 3,030
CORP RES SVCS INC COM 43 1 3.47 46,732
ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 43 (0.84) 1,767
COVENANT TRANSN GROUP INC CL A 43 1 1.26 1,445
MANULIFE FINL CORP COM 43 (0.61) 2,605
ORIX CORP SPONSORED ADR 43 New 715