BLACKROCK INVESTMENT MANAGEMENT, LLC Information

1 UNIVERSITY SQUARE DR., PRINCETON, New Jersey, 08540, (800) 441-7762

Report Date: 03/31/2014

Position Statistics

Total Positions 3,443
New Positions 110
Increased Positions 2,493
Decreased Positions 909
Positions with Activity 3,402
Sold Out Positions 71
Total Mkt Value (in $ millions) 71,949

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5%
Capital Goods 4.94%
Conglomerates 0.15%
Consumer Cyclical 3.15%
Consumer/Non-Cyclical 6.32%
Energy 10.41%
Financial 19.47%
Healthcare 10.96%
Services 16.93%
Technology 15.82%
Transportation 2.31%
Utilities 3.66%

3,443 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 101 -3 (2.6) 1,200
CPI AEROSTRUCTURES INC COM NEW 98 98 New 8,000
YUME INC COM 98 4 3.88 15,446
GTX INC DEL COM 97 1 .79 74,324
ZAZA ENERGY CORP COM 96 1 1.17 113,330
INTEVAC INC COM 95 .05 13,026
BEASLEY BROADCAST GROUP INC CL A 93 -1 (1.26) 13,748
EGALET CORP COM 92 92 New 7,934
NATIONAL RESH CORP CL B 92 New 2,273
SPDR SERIES TRUST BRC HGH YLD BD 91 73 400.45 2,212
COVISINT CORP COM 90 17 22.79 20,970
SOHU COM INC COM 87 -34 (28.05) 1,534
ONCONOVA THERAPEUTICS INC COM 87 6 6.94 17,325
ISHARES EAFE SML CP ETF 86 36 72.78 1,650
TREMOR VIDEO INC COM 85 11 14.94 22,429
SELECT SECTOR SPDR TR TECHNOLOGY 85 -81 (48.73) 2,133
BEAR ST FINL INC COM 84 -3 (3.35) 10,362
BLACKROCK DEBT STRAT FD INC COM 84 84 New 20,949
ASTERIAS BIOTHERAPEUTICS INC COM SER A 81 14 20.68 22,136
BANK N S HALIFAX COM 79 -61 (43.37) 1,161