BLACKROCK INVESTMENT MANAGEMENT, LLC Information

1 UNIVERSITY SQUARE DR., PRINCETON, New Jersey, 08540, (800) 441-7762

Report Date: 12/31/2013

Position Statistics

Total Positions 3,397
New Positions 135
Increased Positions 853
Decreased Positions 2,477
Positions with Activity 3,330
Sold Out Positions 53
Total Mkt Value (in $ millions) 66,596

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.94%
Capital Goods 5.34%
Conglomerates 0.16%
Consumer Cyclical 3.1%
Consumer/Non-Cyclical 6.79%
Energy 10.34%
Financial 19.81%
Healthcare 10.74%
Services 17.08%
Technology 15.18%
Transportation 2.1%
Utilities 3.95%

3,397 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TORTOISE MLP FD INC COM 45 45 New 1,700
NUVEEN MUN ADVANTAGE FD INC COM 44 New 3,418
CONTRAVIR PHARMACEUTICALS INC COM 44 -1 (1.45) 22,147
NUVEEN DIVID ADVANTAGE MUN INC COM 41 New 3,030
ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 40 39 14,825 1,791
WISDOMTREE TR JAPN HEDGE EQT 36 -32 (46.9) 796
VANGUARD BD INDEX FD INC INTERMED TERM 34 34 New 405
BLACKROCK MUNIYLD MICH QLTY FD COM 33 33 New 2,500
VANGUARD INDEX FDS REIT ETF 30 New 419
EATON VANCE SR FLTNG RTE TR COM 30 30 New 2,000
RIO TINTO PLC SPONSORED ADR 29 -147 (83.74) 514
TRANSCANADA CORP COM 28 New 600
COMPX INTERNATIONAL INC CL A 27 New 2,676
ISHARES 10+ YR CR BD ETF 26 19 256.45 442
NUVEEN QUALITY MUN FD INC COM 26 New 2,000
EATON VANCE N Y MUN BD FD II COM 24 24 New 2,000
IVY HIGH INC OPPORTUNITIES FD COM 23 23 New 1,250
NUVEEN QUALITY INCOME MUN FD COM 23 New 1,698
ISHARES U.S. BAS MTL ETF 23 23 New 275
SELECT SECTOR SPDR TR SBI INT-INDS 19 New 366