BLACKROCK INVESTMENT MANAGEMENT, LLC Information

1 UNIVERSITY SQUARE DR., PRINCETON, New Jersey, 08540, (800) 441-7762

Report Date: 03/31/2014

Position Statistics

Total Positions 3,442
New Positions 110
Increased Positions 2,492
Decreased Positions 909
Positions with Activity 3,401
Sold Out Positions 71
Total Mkt Value (in $ millions) 71,716

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.01%
Capital Goods 4.86%
Conglomerates 0.15%
Consumer Cyclical 3.16%
Consumer/Non-Cyclical 6.31%
Energy 10.45%
Financial 19.48%
Healthcare 11.05%
Services 16.9%
Technology 15.79%
Transportation 2.3%
Utilities 3.66%

3,442 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ELEVEN BIOTHERAPEUTICS INC COM 95 95 New 9,620
TREVENA INC COM 95 95 New 16,826
NATIONAL RESH CORP CL B 94 New 2,273
EGALET CORP COM 94 94 New 7,934
ZAZA ENERGY CORP COM 93 1 1.17 113,330
INTEVAC INC COM 93 .05 13,026
YUME INC COM 92 3 3.88 15,446
SPDR SERIES TRUST BRC HGH YLD BD 91 73 400.45 2,212
SOHU COM INC COM 88 -34 (28.05) 1,534
ONCONOVA THERAPEUTICS INC COM 87 6 6.94 17,325
ISHARES EAFE SML CP ETF 86 36 72.78 1,650
BEASLEY BROADCAST GROUP INC CL A 86 -1 (1.26) 13,748
BEAR ST FINL INC COM 86 -3 (3.35) 10,362
SELECT SECTOR SPDR TR TECHNOLOGY 85 -81 (48.73) 2,133
COVISINT CORP COM 85 16 22.79 20,970
BLACKROCK DEBT STRAT FD INC COM 84 84 New 20,949
BANK N S HALIFAX COM 79 -60 (43.37) 1,161
TREMOR VIDEO INC COM 79 10 14.94 22,429
WISDOMTREE TR JAPN HEDGE EQT 77 37 94.35 1,547
NUVEEN PREM INCOME MUN FD 4 COM 73 New 5,647