BLACKROCK INVESTMENT MANAGEMENT, LLC Information

1 UNIVERSITY SQUARE DR., PRINCETON, New Jersey, 08540, (800) 441-7762

Report Date: 09/30/2014

Position Statistics

Total Positions 4,064
New Positions 143
Increased Positions 2,482
Decreased Positions 1,366
Positions with Activity 3,848
Sold Out Positions 63
Total Mkt Value (in $ millions) 72,959

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.22%
Capital Goods 4.64%
Conglomerates 0.19%
Consumer Cyclical 2.68%
Consumer/Non-Cyclical 6.18%
Energy 7.69%
Financial 19.25%
Healthcare 13.01%
Services 18.08%
Technology 16.24%
Transportation 2.63%
Utilities 3.8%

4,064 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
GREEN BANCORP INC COM 121 121 New 11,358
AEROHIVE NETWORKS INC COM 121 5 4.73 30,101
VRINGO INC COM 116 .41 211,340
RADIO ONE INC CL D NON VTG 116 -2 (1.45) 63,928
YY INC ADS REPCOM CLA 113 30 36.40 1,570
GLORI ENERGY INC COM 113 5 4.53 35,616
BORDERFREE INC COM 112 6 5.39 17,890
ASPEN AEROGELS INC COM 109 109 New 14,261
REVOLUTION LIGHTING TECHNOLOGI COM 108 (0.33) 94,190
MILLER ENERGY RES INC COM 106 -2 (1.44) 98,899
SPARK ENERGY INC CL A COM 106 106 New 7,002
PARAGON OFFSHORE PLC SHS 103 -375 (78.52) 46,604
GENOCEA BIOSCIENCES INC COM 102 (0.18) 11,913
EGALET CORP COM 101 (0.1) 11,401
DENDREON CORP COM 101 2 1.55 475,328
TELEFONICA S A SPONSORED ADR 100 New 6,592
LOXO ONCOLOGY INC COM 100 100 New 8,440
SABINE OIL & GAS CORP COM 99 New 456,216
NUVERRA ENVIRONMENTAL SOLUTION COM NEW 98 3 2.97 50,505
PROFIRE ENERGY INC COM 98 13 14.76 42,193