BLACKROCK INVESTMENT MANAGEMENT, LLC Information

1 UNIVERSITY SQUARE DR., PRINCETON, New Jersey, 08540, (800) 441-7762

Report Date: 09/30/2014

Position Statistics

Total Positions 4,076
New Positions 142
Increased Positions 2,489
Decreased Positions 1,370
Positions with Activity 3,859
Sold Out Positions 63
Total Mkt Value (in $ millions) 75,080

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.29%
Capital Goods 4.61%
Conglomerates 0.19%
Consumer Cyclical 2.67%
Consumer/Non-Cyclical 6.06%
Energy 8.04%
Financial 19.94%
Healthcare 12.3%
Services 17.74%
Technology 16.52%
Transportation 2.6%
Utilities 3.57%

4,076 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR SERIES TRUST BRCLYS INTL ETF 169 29 20.83 3,045
C1 FINL INC COM 168 168 New 8,862
CELLULAR DYNAMICS INTL INC COM 168 7 4.57 28,395
ERICKSON INC COM 164 14 9.36 20,176
A10 NETWORKS INC COM 163 5 3.01 38,011
FRESENIUS MED CARE AG&CO KGAA SPONSORED ADR 160 New 4,295
INDEPENDENCE CONTRACT DRIL INC COM 159 159 New 28,381
FAIRWAY GROUP HLDGS CORP CL A 159 9 5.93 56,231
FIVE9 INC COM 158 9 6.19 35,559
CARA THERAPEUTICS INC COM 156 1 .47 16,014
CARE COM INC COM 156 1 .63 19,538
ELEVEN BIOTHERAPEUTICS INC COM 156 -4 (2.2) 13,155
CLEAR CHANNEL OUTDOOR HLDGS IN CL A 155 -5 (2.97) 15,736
WISDOMTREE TR EMG MKTS SMCAP 152 New 3,540
BORDERFREE INC COM 152 8 5.39 17,890
REACHLOCAL INC COM 149 1 .46 40,300
ULTRAPETROL BAHAMAS LTD COM 149 3 2.05 71,107
AEROHIVE NETWORKS INC COM 146 7 4.73 30,101
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 146 -226 (60.79) 3,790
ARISTA NETWORKS INC COM 145 145 New 2,245