BLACKROCK INVESTMENT MANAGEMENT, LLC Information

1 UNIVERSITY SQUARE DR., PRINCETON, New Jersey, 08540, (800) 441-7762

Report Date: 09/30/2014

Position Statistics

Total Positions 4,067
New Positions 143
Increased Positions 2,482
Decreased Positions 1,369
Positions with Activity 3,851
Sold Out Positions 63
Total Mkt Value (in $ millions) 73,941

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.2%
Capital Goods 4.61%
Conglomerates 0.19%
Consumer Cyclical 2.64%
Consumer/Non-Cyclical 6.17%
Energy 7.74%
Financial 19.2%
Healthcare 12.95%
Services 17.99%
Technology 16.42%
Transportation 2.62%
Utilities 3.74%

4,067 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 211 211 New 10,000
DICERNA PHARMACEUTICALS INC COM 210 -1 (0.6) 10,695
HHGREGG INC COM 210 11 5.59 40,364
RESOLUTE ENERGY CORP COM 206 4 1.92 246,313
A10 NETWORKS INC COM 204 6 3.01 38,011
WALTER ENERGY INC COM 203 7 3.64 215,676
TRAVELZOO INC COM NEW 200 -1 (0.32) 21,833
NATIONSTAR MTG HLDGS INC COM 199 -7 (3.59) 7,842
TRIVASCULAR TECHNOLOGIES INC COM 199 199 New 21,760
AUDIENCE INC COM 198 7 3.52 46,897
SERVISFIRST BANCSHARES INC COM 197 15 8.21 6,210
TIPTREE FINL INC CL A 197 30 18.30 25,895
TRUPANION INC COM 197 197 New 26,135
ALPS ETF TR ALERIAN MLP 184 21 13.03 10,655
ISHARES TR EUROPE ETF 184 -14,404 (98.74) 4,301
HAMPTON ROADS BANKSHARES INC COM NEW 184 .15 111,904
GALECTIN THERAPEUTICS INC COM NEW 182 5 2.97 53,413
TUBEMOGUL INC COM 178 178 New 9,954
CENTURY CMNTYS INC COM 176 176 New 11,811
GT ADVANCED TECHNOLOGIES INC COM 176 1 .50 450,297