BLACKROCK INVESTMENT MANAGEMENT, LLC Information

1 UNIVERSITY SQUARE DR., PRINCETON, New Jersey, 08540, (800) 441-7762

Report Date: 09/30/2014

Position Statistics

Total Positions 4,076
New Positions 142
Increased Positions 2,489
Decreased Positions 1,370
Positions with Activity 3,859
Sold Out Positions 63
Total Mkt Value (in $ millions) 75,392

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.28%
Capital Goods 4.61%
Conglomerates 0.19%
Consumer Cyclical 2.67%
Consumer/Non-Cyclical 6.04%
Energy 7.93%
Financial 19.85%
Healthcare 12.45%
Services 17.72%
Technology 16.51%
Transportation 2.6%
Utilities 3.65%

4,076 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
UCP INC CL A 287 12 4.21 27,529
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 287 -12,595 (97.77) 7,165
SYMMETRY SURGICAL INC COM 285 2 .67 36,467
UNWIRED PLANET INC NEW COM 285 105 58.48 279,488
ISHARES MSCI FRANCE ETF 285 -13,183 (97.89) 11,206
NTELOS HLDGS CORP COM NEW 284 12 4.57 63,360
RPC INC COM 284 -9 (2.98) 21,333
TRIVASCULAR TECHNOLOGIES INC COM 284 284 New 21,760
RESOLUTE ENERGY CORP COM 283 5 1.92 246,313
FX ENERGY INC COM 283 -2 (0.54) 158,160
NUVERRA ENVIRONMENTAL SOLUTION COM NEW 283 8 2.97 50,505
GENERAL FIN CORP DEL COM 281 -5 (1.67) 29,556
PARK CITY GROUP INC COM NEW 281 12 4.38 27,976
SYNUTRA INTL INC COM 280 18 7.04 53,343
OMEGA FLEX INC COM 278 -4 (1.27) 8,078
QIHOO 360 TECHNOLOGY CO LTD ADS 278 -449 (61.79) 4,572
ISHARES INTRM GOV/CR ETF 277 2 .80 2,513
PARKERVISION INC COM 275 10 3.70 286,132
FLEXION THERAPEUTICS INC COM 274 -5 (1.82) 13,291
GLOBANT S A COM 274 274 New 18,420