BLACKROCK INVESTMENT MANAGEMENT, LLC Information

1 UNIVERSITY SQUARE DR., PRINCETON, New Jersey, 08540, (800) 441-7762

Report Date: 09/30/2014

Position Statistics

Total Positions 4,064
New Positions 143
Increased Positions 2,482
Decreased Positions 1,366
Positions with Activity 3,848
Sold Out Positions 63
Total Mkt Value (in $ millions) 72,959

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.22%
Capital Goods 4.64%
Conglomerates 0.19%
Consumer Cyclical 2.68%
Consumer/Non-Cyclical 6.18%
Energy 7.69%
Financial 19.25%
Healthcare 13.01%
Services 18.08%
Technology 16.24%
Transportation 2.63%
Utilities 3.8%

4,064 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HALLADOR ENERGY COMPANY COM 368 20 5.65 32,162
AMERICAN NATL INS CO COM 367 1 .26 3,472
CINEDIGM CORP COM 367 12 3.41 247,917
HERCULES OFFSHORE INC COM 367 7 2.06 513,707
VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 366 366 New 7,677
SPEED COMM INC COM 364 -1 (0.28) 143,955
HILL INTERNATIONAL INC COM 364 81 28.57 90,978
INTERSECT ENT INC COM 363 363 New 16,797
DEX MEDIA INC NEW COM 363 3 .95 49,738
RUBICON PROJ INC COM 360 19 5.63 23,968
REPUBLIC FIRST BANCORP INC COM 359 15 4.26 101,543
SWIFT ENERGY CO COM 359 6 1.72 171,789
GAIAM INC CL A 358 14 4.13 47,933
HEMISPHERE MEDIA GROUP INC CL A 357 2 .51 28,433
IMMUNE DESIGN CORP COM 355 355 New 14,205
GUIDANCE SOFTWARE INC COM 355 (0.02) 51,116
ONCOTHYREON INC COM 355 38 12.01 223,109
MILLENNIAL MEDIA INC COM 352 11 3.35 254,723
ISRAMCO INC COM NEW 350 -15 (4) 2,593
ALLIANCE ONE INTL INC COM 349 -22 (6.04) 328,989