BLACKROCK INVESTMENT MANAGEMENT, LLC Information

1 UNIVERSITY SQUARE DR., PRINCETON, New Jersey, 08540, (800) 441-7762

Report Date: 09/30/2014

Position Statistics

Total Positions 4,087
New Positions 141
Increased Positions 2,496
Decreased Positions 1,373
Positions with Activity 3,869
Sold Out Positions 62
Total Mkt Value (in $ millions) 74,786

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.37%
Capital Goods 4.62%
Conglomerates 0.19%
Consumer Cyclical 2.67%
Consumer/Non-Cyclical 6.02%
Energy 8.74%
Financial 19.62%
Healthcare 12.39%
Services 17.48%
Technology 16.38%
Transportation 2.58%
Utilities 3.46%

62 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
21VIANET GROUP INC SPONSORED ADR -937 Sold Out 0
ALTAIR NANOTECHNOLOGIES INC COM PAR $0.001 -1 Sold Out 0
ARM HLDGS PLC SPONSORED ADR -7 Sold Out 0
ASTERIAS BIOTHERAPEUTICS INC COM SER A -80 Sold Out 0
ASTRONICS CORP CL B -509 Sold Out 0
BANCO SANTANDER BRASIL S A ADS REP 1 UNIT -4 Sold Out 0
BANCO SANTANDER CHILE NEW SP ADR REP COM -4,314 Sold Out 0
BARCLAYS BANK PLC SP ADR 7.1%PF3 -1 Sold Out 0
BARCLAYS BANK PLC ADS7.75%PFD S4 -1 Sold Out 0
BARCLAYS BK PLC ADR 2 PREF 2 -1 Sold Out 0
BIOTIME INC WT EXP 100118 -26 Sold Out 0
BLACKROCK CORE BD TR SHS BEN INT -16 Sold Out 0
BLACKROCK CR ALLCTN INC TR COM -40 Sold Out 0
BLACKROCK MULTI-SECTOR INC TR COM Sold Out 0
BLACKROCK MUNIVEST FD INC COM -51 Sold Out 0
BLACKROCK MUNIYIELD QUALITY FD COM Sold Out 0
COCA-COLA HBC AG ADR -2,243 Sold Out 0
COHEN & STEERS QUALITY RLTY FD COM -151 Sold Out 0
DNP SELECT INCOME FD COM -47 Sold Out 0
EGA EMERGING GLOBAL SHS TR EGS BRAZ INF ETF -8 Sold Out 0