BLACKROCK INVESTMENT MANAGEMENT, LLC Information

1 UNIVERSITY SQUARE DR., PRINCETON, New Jersey, 08540, (800) 441-7762

Report Date: 06/30/2014

Position Statistics

Total Positions 4,067
New Positions 704
Increased Positions 2,376
Decreased Positions 1,642
Positions with Activity 4,018
Sold Out Positions 106
Total Mkt Value (in $ millions) 75,172

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.8%
Capital Goods 4.49%
Conglomerates 0.18%
Consumer Cyclical 2.94%
Consumer/Non-Cyclical 6.18%
Energy 10.05%
Financial 19.37%
Healthcare 11.73%
Services 16.85%
Technology 16.45%
Transportation 2.39%
Utilities 3.42%

106 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ROCK CREEK PHARMACEUTICALS INC COM -158 Sold Out 0
ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H -8 Sold Out 0
SELECT SECTOR SPDR TR SBI INT-INDS -309 Sold Out 0
SELECT SECTOR SPDR TR SBI INT-ENERGY -207 Sold Out 0
SODASTREAM INTERNATIONAL LTD USD SHS -517 Sold Out 0
SOLAR CAP LTD COM -3,049 Sold Out 0
SOLAR SR CAP LTD COM -631 Sold Out 0
SOUTH ST CORP COM -4,794 Sold Out 0
SPDR SERIES TRUST BRC HGH YLD BD -92 Sold Out 0
SPDR SERIES TRUST S&P DIVID ETF -15 Sold Out 0
STELLUS CAP INVT CORP COM -583 Sold Out 0
SWISHER HYGIENE INC COM NEW -135 Sold Out 0
TCP CAP CORP COM -2,162 Sold Out 0
TECUMSEH PRODS CO CL A -377 Sold Out 0
THL CR INC COM -1,624 Sold Out 0
TICC CAPITAL CORP COM -1,776 Sold Out 0
TRECORA RES COM -761 Sold Out 0
TRIANGLE CAP CORP COM -2,573 Sold Out 0
UBS AG SHS NEW -1 Sold Out 0
VANGUARD BD INDEX FD INC INTERMED TERM -176 Sold Out 0