BLACKROCK INVESTMENT MANAGEMENT, LLC Information

1 UNIVERSITY SQUARE DR., PRINCETON, New Jersey, 08540, (800) 441-7762

Report Date: 06/30/2014

Position Statistics

Total Positions 4,062
New Positions 703
Increased Positions 2,375
Decreased Positions 1,638
Positions with Activity 4,013
Sold Out Positions 106
Total Mkt Value (in $ millions) 74,635

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.77%
Capital Goods 4.49%
Conglomerates 0.17%
Consumer Cyclical 2.89%
Consumer/Non-Cyclical 6.22%
Energy 9.58%
Financial 19.68%
Healthcare 12.03%
Services 16.72%
Technology 16.49%
Transportation 2.43%
Utilities 3.39%

106 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
INVESCO ADVANTAGE MUNICIPAL IN SH BEN INT -11 Sold Out 0
ISHARES TR 0-5 YR TIPS ETF -36 Sold Out 0
KCAP FINL INC COM -818 Sold Out 0
KIOR INC CL A -17 Sold Out 0
L & L ENERGY INC COM -13 Sold Out 0
MAIN STREET CAPITAL CORP COM -4,123 Sold Out 0
MARKET VECTORS ETF TR EM LC CURR DBT -20 Sold Out 0
MCG CAPITAL CORP COM -954 Sold Out 0
MEDALLION FINL CORP COM -918 Sold Out 0
MEDLEY CAP CORP COM -1,958 Sold Out 0
MIDWAY GOLD CORP COM -308 Sold Out 0
MVC CAPITAL INC COM -876 Sold Out 0
NATIONAL WESTMINSTER BK PLC SPON ADR C -15 Sold Out 0
NATURAL RESOURCE PARTNERS L P COM UNIT L P -9 Sold Out 0
NEW MTN FIN CORP COM -2,401 Sold Out 0
NGP CAP RES CO COM -476 Sold Out 0
NICE SYS LTD SPONSORED ADR -4 Sold Out 0
NII HLDGS INC CL B NEW -44 Sold Out 0
NUVEEN DIVID ADV MUN FD 3 COM SH BEN INT -3 Sold Out 0
NUVEEN ENHANCED MUN VALUE FD COM Sold Out 0