BLACKROCK INVESTMENT MANAGEMENT, LLC Information

1 UNIVERSITY SQUARE DR., PRINCETON, New Jersey, 08540, (800) 441-7762

Report Date: 09/30/2014

Position Statistics

Total Positions 4,065
New Positions 143
Increased Positions 2,482
Decreased Positions 1,367
Positions with Activity 3,849
Sold Out Positions 63
Total Mkt Value (in $ millions) 73,423

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.23%
Capital Goods 4.59%
Conglomerates 0.19%
Consumer Cyclical 2.65%
Consumer/Non-Cyclical 6.15%
Energy 7.93%
Financial 19.32%
Healthcare 12.52%
Services 18.09%
Technology 16.03%
Transportation 2.62%
Utilities 3.78%

63 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MELLANOX TECHNOLOGIES LTD SHS -9 Sold Out 0
MERCADOLIBRE INC COM -3 Sold Out 0
MERIDIAN INTERSTAT BANCORP INC COM -649 Sold Out 0
METLIFE INC COM EQTY UNIT -6 Sold Out 0
NASB FINL INC COM -314 Sold Out 0
NORTHSTAR RLTY FIN CORP COM -2,813 Sold Out 0
PACIFIC DRILLING SA LUXEMBOURG REG SHS Sold Out 0
PLATINUM GROUP METALS LTD COM NEW -3 Sold Out 0
ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF -101 Sold Out 0
ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N -1 Sold Out 0
SELECT SECTOR SPDR TR SBI CONS DISCR -98 Sold Out 0
SPDR DOW JONES INDL AVRG ETF UT SER 1 -258 Sold Out 0
SPDR SERIES TRUST NUVN BRCLY MUNI -1,441 Sold Out 0
STANLEY BLACK & DECKER INC CORP UNIT -6 Sold Out 0
VANGUARD BD INDEX FD INC SHORT TRM BOND -1,726 Sold Out 0
VANGUARD INDEX FDS SMALL CP ETF -5 Sold Out 0
VANGUARD WHITEHALL FDS INC HIGH DIV YLD -64 Sold Out 0
WELLS FARGO ADVANTAGE MULTI COM SHS -27 Sold Out 0
WESTERN ASSET EMRG MKT DEBT FD COM -16 Sold Out 0
WINTHROP RLTY TR SH BEN INT NEW -1,937 Sold Out 0