BLACKROCK INVESTMENT MANAGEMENT, LLC Information

1 UNIVERSITY SQUARE DR., PRINCETON, New Jersey, 08540, (800) 441-7762

Report Date: 03/31/2016

Position Statistics

Total Positions 4,071
New Positions 49
Increased Positions 2,082
Decreased Positions 1,342
Positions with Activity 3,424
Sold Out Positions 73
Total Mkt Value (in $ millions) 78,970

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.45%
Capital Goods 4.08%
Conglomerates 0.18%
Consumer Cyclical 2.44%
Consumer/Non-Cyclical 6.96%
Energy 7.31%
Financial 20.43%
Healthcare 11.52%
Services 17.51%
Technology 17.47%
Transportation 2.38%
Utilities 3.77%

73 Sold Out Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR GLOBAL ENERG ETF -174 Sold Out 0
ISHARES TR CHINA LG-CAP ETF -29 Sold Out 0
ISHARES TR CORE US CR BD -1,535 Sold Out 0
ISHARES TR MSCI KLD400 SOC -13,660 Sold Out 0
ISHARES TR S&P 100 ETF -54 Sold Out 0
KAYNE ANDERSON MLP INVT CO COM -16 Sold Out 0
MIDSTATES PETE CO INC COM NEW Sold Out 0
NATIONAL GRID PLC SPON ADR NEW -61 Sold Out 0
NEUBERGER BERMAN INTER MUNI FD COM -17 Sold Out 0
NUVERRA ENVIRONMENTAL SOLUTION COM NEW -1 Sold Out 0
PACIFIC SUNWEAR CALIF INC COM Sold Out 0
PENN VA CORP COM -7 Sold Out 0
POWERSHARES ETF TRUST FTSE US1500 SM -5 Sold Out 0
POWERSHARES ETF TRUST FTSE RAFI 1000 Sold Out 0
PROSPECT CAPITAL CORPORATION COM -2,154 Sold Out 0
QC HLDGS INC COM -1 Sold Out 0
QUANTUM FUEL SYS TECH WORLDWDE COM PAR Sold Out 0
RCS CAP CORP COM CL A -1 Sold Out 0
REAVES UTIL INCOME FD COM SH BEN INT -31 Sold Out 0
RELX PLC SPONSORED ADR -14 Sold Out 0