BLACKROCK INVESTMENT MANAGEMENT, LLC Information

1 UNIVERSITY SQUARE DR., PRINCETON, New Jersey, 08540, (800) 441-7762

Report Date: 09/30/2014

Position Statistics

Total Positions 4,087
New Positions 141
Increased Positions 2,496
Decreased Positions 1,373
Positions with Activity 3,869
Sold Out Positions 62
Total Mkt Value (in $ millions) 74,590

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.39%
Capital Goods 4.61%
Conglomerates 0.19%
Consumer Cyclical 2.66%
Consumer/Non-Cyclical 6.04%
Energy 8.98%
Financial 19.58%
Healthcare 12.35%
Services 17.38%
Technology 16.29%
Transportation 2.56%
Utilities 3.5%

62 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MELLANOX TECHNOLOGIES LTD SHS -9 Sold Out 0
MERCADOLIBRE INC COM -4 Sold Out 0
MERIDIAN INTERSTAT BANCORP INC COM -649 Sold Out 0
METLIFE INC COM EQTY UNIT -6 Sold Out 0
NASB FINL INC COM -310 Sold Out 0
PACIFIC DRILLING SA LUXEMBOURG REG SHS -1 Sold Out 0
PLATINUM GROUP METALS LTD COM NEW -4 Sold Out 0
ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N -1 Sold Out 0
ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF -101 Sold Out 0
SELECT SECTOR SPDR TR SBI CONS DISCR -98 Sold Out 0
SPDR DOW JONES INDL AVRG ETF UT SER 1 -264 Sold Out 0
SPDR SERIES TRUST NUVN BRCLY MUNI -1,410 Sold Out 0
STANLEY BLACK & DECKER INC CORP UNIT -6 Sold Out 0
VANGUARD BD INDEX FD INC SHORT TRM BOND -1,722 Sold Out 0
VANGUARD INDEX FDS SMALL CP ETF -5 Sold Out 0
VANGUARD WHITEHALL FDS INC HIGH DIV YLD -66 Sold Out 0
WELLS FARGO ADVANTAGE MULTI COM SHS -28 Sold Out 0
WESTERN ASSET EMRG MKT DEBT FD COM -17 Sold Out 0
WINTHROP RLTY TR SH BEN INT NEW -2,031 Sold Out 0
WISDOMTREE TR INDIA ERNGS FD -7 Sold Out 0