BLACKROCK INVESTMENT MANAGEMENT, LLC Information

1 UNIVERSITY SQUARE DR., PRINCETON, New Jersey, 08540, (800) 441-7762

Report Date: 09/30/2014

Position Statistics

Total Positions 4,079
New Positions 142
Increased Positions 2,491
Decreased Positions 1,371
Positions with Activity 3,862
Sold Out Positions 63
Total Mkt Value (in $ millions) 71,115

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.25%
Capital Goods 4.63%
Conglomerates 0.19%
Consumer Cyclical 2.68%
Consumer/Non-Cyclical 6.1%
Energy 7.7%
Financial 19.92%
Healthcare 12.76%
Services 17.63%
Technology 16.32%
Transportation 2.61%
Utilities 3.58%

142 New Positions as of 09/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ABB LTD SPONSORED ADR 1 1 New 47
ABENGOA YIELD PLC ORD SHS 2,261 2,261 New 89,393
ADEPTUS HEALTH INC CL A 622 622 New 16,820
ADVANCED DRAIN SYS INC DEL COM 914 914 New 43,070
ALIBABA GROUP HLDG LTD SPONSORED ADS 81,329 81,329 New 768,926
AMCON DISTRG CO COM NEW 5 5 New 60
AMPHASTAR PHARMACEUTICALS INC COM 285 285 New 25,223
ARDELYX INC COM 255 255 New 10,952
ARI NETWORK SVCS INC COM NEW 4 4 New 1,036
ARISTA NETWORKS INC COM 153 153 New 2,245
ASPEN AEROGELS INC COM 94 94 New 14,261
ATLANTIC COAST FINL CORP COM 3 3 New 751
AVALANCHE BIOTECHNOLOGIES INC COM 1,167 1,167 New 22,973
BANKWELL FINL GROUP INC COM 10 10 New 482
BARRICK GOLD CORP COM 5,387 5,387 New 521,989
BAYLAKE CORP COM 7 7 New 589
BIOFUEL ENERGY CORP RT EXP 101714 New 692
BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 203 203 New 10,000
BLACKROCK MUNIENHANCED FD INC COM 10 10 New 928
BLUE HILLS BANCORP INC COM 1,101 1,101 New 83,479