BLACKROCK INVESTMENT MANAGEMENT, LLC Information

1 UNIVERSITY SQUARE DR., PRINCETON, New Jersey, 08540, (800) 441-7762

Report Date: 09/30/2014

Position Statistics

Total Positions 4,064
New Positions 143
Increased Positions 2,482
Decreased Positions 1,366
Positions with Activity 3,848
Sold Out Positions 63
Total Mkt Value (in $ millions) 72,959

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.22%
Capital Goods 4.64%
Conglomerates 0.19%
Consumer Cyclical 2.68%
Consumer/Non-Cyclical 6.18%
Energy 7.69%
Financial 19.25%
Healthcare 13.01%
Services 18.08%
Technology 16.24%
Transportation 2.63%
Utilities 3.8%

143 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES MSCI HONG KG ETF 13 13 New 600
BLACKROCK MUNIENHANCED FD INC COM 11 11 New 928
TONIX PHARMACEUTICALS HLDG COR COM NEW 11 11 New 1,761
MARINUS PHARMACEUTICALS INC COM 10 10 New 897
BANKWELL FINL GROUP INC COM 10 10 New 482
ISHARES TR SP SMCP600GR ETF 9 9 New 73
UNITED CMNTY BANCORP IND COM 9 9 New 752
ESPEY MFG & ELECTRS CORP COM 9 9 New 333
CELATOR PHARMACEUTICALS INC COM 9 9 New 2,865
SUNSHINE BANCORP INC COM 8 8 New 659
RESONANT INC COM 7 7 New 486
BAYLAKE CORP COM 7 7 New 589
MANNATECH INC COM NEW 7 7 New 359
INVESTAR HLDG CORP COM 7 7 New 498
LAKELAND INDS INC COM 7 7 New 738
KEWAUNEE SCIENTIFIC CORP COM 6 6 New 362
CARTESIAN INC COM 6 6 New 1,443
TIM HORTONS INC COM 6 6 New 70
OCH ZIFF CAP MGMT GROUP CL A 6 6 New 510
CASI PHARMACEUTICALS INC COM 5 5 New 3,276