BLACKROCK INVESTMENT MANAGEMENT, LLC Information

1 UNIVERSITY SQUARE DR., PRINCETON, New Jersey, 08540, (800) 441-7762

Report Date: 12/31/2013

Position Statistics

Total Positions 3,396
New Positions 135
Increased Positions 853
Decreased Positions 2,476
Positions with Activity 3,329
Sold Out Positions 53
Total Mkt Value (in $ millions) 67,453

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.96%
Capital Goods 5.38%
Conglomerates 0.16%
Consumer Cyclical 3.11%
Consumer/Non-Cyclical 6.76%
Energy 10.42%
Financial 19.74%
Healthcare 10.72%
Services 17.09%
Technology 15.14%
Transportation 2.13%
Utilities 3.9%

853 INCREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
SPDR SER TR SHT TRM HGH YLD New 3
PETROLEUM & RES CORP COM New 15
HSBC HLDGS PLC ADR A 1/40PF A 1 108.33 25
ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 1 1 92 48
BARCLAYS BANK PLC ADS7.75%PFD S4 1 1 100 48
BARCLAYS BK PLC ADR 2 PREF 2 1 1 100 52
UBS AG SHS NEW 1 1 New 74
ABB LTD SPONSORED ADR 2 2 New 61
WPP PLC NEW ADR 2 2 New 15
BARCLAYS BANK PLC SP ADR 7.1%PF3 2 1 93.94 64
MAGNA INTL INC COM 2 2 New 20
EGA EMERGING GLOBAL SHS TR EGS EMKTCONS ETF 2 2 New 72
COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR 2 2 New 216
TOYOTA MOTOR CORP SP ADR REP2COM 2 2 New 19
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 2 2 New 146
SAP AG SPON ADR 2 2 New 27
MIZUHO FINL GROUP INC SPONSORED ADR 3 3 New 674
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 3 3 New 145
STATOIL ASA SPONSORED ADR 3 3 New 107
ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 3 2 105.41 152