BLACKROCK INVESTMENT MANAGEMENT, LLC Information

1 UNIVERSITY SQUARE DR., PRINCETON, New Jersey, 08540, (800) 441-7762

Report Date: 09/30/2014

Position Statistics

Total Positions 4,065
New Positions 143
Increased Positions 2,482
Decreased Positions 1,367
Positions with Activity 3,849
Sold Out Positions 63
Total Mkt Value (in $ millions) 73,423

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.23%
Capital Goods 4.59%
Conglomerates 0.19%
Consumer Cyclical 2.65%
Consumer/Non-Cyclical 6.15%
Energy 7.93%
Financial 19.32%
Healthcare 12.52%
Services 18.09%
Technology 16.03%
Transportation 2.62%
Utilities 3.78%

2,482 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
REAVES UTIL INCOME FD COM SH BEN INT New 1
VANGUARD INDEX FDS TOTAL STK MKT New 1
ENDEAVOUR INTL CORP COM NEW 12.80 9,224
BIOFUEL ENERGY CORP RT EXP 101714 New 692
CACHE INC COM NEW 17.18 4,673
WET SEAL INC CL A 11.02 15,067
GENERAL MTRS CO WT EXP 071019 1 1 New 35
CAL DIVE INTL INC DEL COM 1 3.78 16,784
SARATOGA RES INC TEX COM 1 16.10 4,247
KOSS CORP COM 1 1 New 384
GENERAL MTRS CO WT EXP 071016 1 1 New 35
GLOBEIMMUNE INC COM 1 1 New 130
NIDEC CORP SPONSORED ADR 1 1 New 54
ABB LTD SPONSORED ADR 1 1 New 47
PATRIOT NATL BANCORP INC COM 1 1 New 572
FIRST MID ILL BANCSHARES INC COM 1 1 New 54
PATHFINDER BANCORP INC MD COM 1 1 New 117
SOPHIRIS BIO INC COM NEW 1 63.14 2,452
GOLDEN ENTERPRISES INC COM 1 1 New 328
MEDICAL TRANSCRIPTION BLG CORP COM 1 1 New 491