BLACKROCK INVESTMENT MANAGEMENT, LLC Information

1 UNIVERSITY SQUARE DR., PRINCETON, New Jersey, 08540, (800) 441-7762

Report Date: 09/30/2014

Position Statistics

Total Positions 4,076
New Positions 142
Increased Positions 2,489
Decreased Positions 1,370
Positions with Activity 3,859
Sold Out Positions 63
Total Mkt Value (in $ millions) 75,392

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.28%
Capital Goods 4.61%
Conglomerates 0.19%
Consumer Cyclical 2.67%
Consumer/Non-Cyclical 6.04%
Energy 7.93%
Financial 19.85%
Healthcare 12.45%
Services 17.72%
Technology 16.51%
Transportation 2.6%
Utilities 3.65%

2,489 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
REMARK MEDIA INC COM 6 .16 1,278
ASTROTECH CORP COM 6 .16 2,459
SYPRIS SOLUTIONS INC COM 5 .27 1,893
ENDEAVOUR INTL CORP COM NEW 12.80 9,224
ONCONOVA THERAPEUTICS INC COM 8 .19 2,119
RARE ELEMENT RES LTD COM 3 .52 7,992
ACCESS NATL CORP COM 22 .08 1,321
MGP INGREDIENTS INC NEW COM 25 .07 1,486
RCI HOSPITALITY HLDGS INC COM 13 .15 1,346
SIMULATIONS PLUS INC COM 11 .18 1,689
ATOSSA GENETICS INC COM 6 .36 3,045
METALICO INC COM 2 1.04 6,724
INSPIREMD INC COM NEW 3 .68 4,762
UQM TECHNOLOGIES INC COM 5 .49 6,528
NEOPHOTONICS CORP COM 12 .26 3,487
CHYRONHEGO CORP COM 9 .39 3,085
REAVES UTIL INCOME FD COM SH BEN INT New 1
AVEO PHARMACEUTICALS INC COM 8 .45 8,434
CAL DIVE INTL INC DEL COM 1 3.78 16,784
CLEAN DIESEL TECHNOLOGIES INC COM PAR $.01 4 1.01 2,191