BLACKROCK INVESTMENT MANAGEMENT, LLC Information

1 UNIVERSITY SQUARE DR., PRINCETON, New Jersey, 08540, (800) 441-7762

Report Date: 09/30/2014

Position Statistics

Total Positions 4,062
New Positions 143
Increased Positions 2,481
Decreased Positions 1,365
Positions with Activity 3,846
Sold Out Positions 63
Total Mkt Value (in $ millions) 71,985

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.26%
Capital Goods 4.63%
Conglomerates 0.19%
Consumer Cyclical 2.67%
Consumer/Non-Cyclical 6.14%
Energy 7.87%
Financial 19.25%
Healthcare 13%
Services 18.03%
Technology 16.21%
Transportation 2.6%
Utilities 3.77%

3,846 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
21VIANET GROUP INC SPONSORED ADR -747 Sold Out 0
ALTAIR NANOTECHNOLOGIES INC COM PAR $0.001 -1 Sold Out 0
ARM HLDGS PLC SPONSORED ADR -7 Sold Out 0
ASTERIAS BIOTHERAPEUTICS INC COM SER A -85 Sold Out 0
ASTRONICS CORP CL B -575 Sold Out 0
BANCO SANTANDER BRASIL S A ADS REP 1 UNIT -3 Sold Out 0
BANCO SANTANDER CHILE NEW SP ADR REP COM -3,665 Sold Out 0
BARCLAYS BANK PLC ADS7.75%PFD S4 -1 Sold Out 0
BARCLAYS BANK PLC SP ADR 7.1%PF3 -1 Sold Out 0
BARCLAYS BK PLC ADR 2 PREF 2 -1 Sold Out 0
BIOTIME INC WT EXP 100118 -32 Sold Out 0
BLACKROCK CORE BD TR SHS BEN INT -16 Sold Out 0
BLACKROCK CR ALLCTN INC TR COM -40 Sold Out 0
BLACKROCK MULTI-SECTOR INC TR COM Sold Out 0
BLACKROCK MUNIVEST FD INC COM -56 Sold Out 0
BLACKROCK MUNIYIELD QUALITY FD COM Sold Out 0
COCA-COLA HBC AG ADR -1,583 Sold Out 0
COHEN & STEERS QUALITY RLTY FD COM -166 Sold Out 0
DNP SELECT INCOME FD COM -47 Sold Out 0
EDUCATION MGMT CORP NEW WT EXP 121921 (2.71) 101,229