BLACKROCK INVESTMENT MANAGEMENT, LLC Information

1 UNIVERSITY SQUARE DR., PRINCETON, New Jersey, 08540, (800) 441-7762

Report Date: 09/30/2014

Position Statistics

Total Positions 4,062
New Positions 143
Increased Positions 2,481
Decreased Positions 1,365
Positions with Activity 3,846
Sold Out Positions 63
Total Mkt Value (in $ millions) 71,985

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.26%
Capital Goods 4.63%
Conglomerates 0.19%
Consumer Cyclical 2.67%
Consumer/Non-Cyclical 6.14%
Energy 7.87%
Financial 19.25%
Healthcare 13%
Services 18.03%
Technology 16.21%
Transportation 2.6%
Utilities 3.77%

3,846 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLIED GENETIC TECHNOL CORP COM 407 63 18.21 16,304
ALIMERA SCIENCES INC COM 407 -2 (0.45) 75,004
PACIFIC SUNWEAR CALIF INC COM 407 14 3.68 147,944
E2OPEN INC COM 406 14 3.50 68,899
NATIONAL RESH CORP CL A 406 24 6.22 29,290
TWIN DISC INC COM 405 6 1.45 25,175
UNITED STATES LIME & MINERALS COM 403 (0.12) 5,829
OI S.A. SPN ADR PFD NEW 399 -9 (2.12) 202,595
MAVENIR SYS INC COM 398 67 20.30 33,272
CONSUMER PORTFOLIO SVCS INC COM 394 13 3.33 70,379
AMERESCO INC CL A 393 7 1.86 67,438
CLEARFIELD INC COM 393 9 2.39 33,355
HIGHER ONE HLDGS INC COM 392 -17 (4.17) 118,520
LIBERTY TAX INC CL A 391 -33 (7.68) 10,862
OLD LINE BANCSHARES INC COM 390 35 9.92 27,023
CRAFT BREW ALLIANCE INC COM 389 5 1.17 32,714
GOLD RESOURCE CORP COM 389 15 4.11 111,009
MIDSOUTH BANCORP INC COM 387 -1 (0.2) 27,787
APPLIED OPTOELECTRONICS INC COM 387 9 2.28 43,313
CUI GLOBAL INC COM NEW 382 12 3.16 62,638