BENJAMIN F. EDWARDS & COMPANY, INC. Information

ONE NORTH BRENTWOOD BLVD, SUITE 850, ST. LOUIS, Missouri, 63105, (314) 726-1600

Report Date: 03/31/2015

Position Statistics

Total Positions 1,197
New Positions 166
Increased Positions 593
Decreased Positions 230
Positions with Activity 823
Sold Out Positions 58
Total Mkt Value (in $ millions) 467

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.51%
Capital Goods 2.73%
Conglomerates 0.04%
Consumer Cyclical 2.08%
Consumer/Non-Cyclical 5.01%
Energy 2.77%
Financial 60.23%
Healthcare 4.96%
Services 7.91%
Technology 6.02%
Transportation 1.37%
Utilities 2.92%

1,197 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR S&P MC 400GR ETF 15,640 -15,851 (50.34) 91,895
ISHARES TR RUS MD CP GR ETF 15,117 15,117 New 155,908
ISHARES TR S&P MC 400VL ETF 13,258 438 3.42 102,781
VANGUARD SCOTTSDALE FDS LG-TERM COR BD 8,839 7,175 431.20 103,791
ISHARES TR U.S. TECH ETF 8,472 -248 (2.84) 80,488
FIRST TR EXCHANGE TRADED FD II HLTH CARE ALPH 7,915 493 6.65 115,091
SELECT SECTOR SPDR TR SBI CONS DISCR 7,239 -157 (2.13) 93,770
VANGUARD INDEX FDS TOTAL STK MKT 7,229 100 1.40 67,196
SELECT SECTOR SPDR TR SBI HEALTHCARE 6,464 -459 (6.63) 86,375
ISHARES TR IBOXX INV CP ETF 6,434 -3,169 (33) 55,724
FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 6,278 292 4.87 51,095
ISHARES TR U.S. FINLS ETF 6,138 -297 (4.61) 67,664
ISHARES 1-3 YR CR BD ETF 5,917 323 5.77 56,196
ISHARES TR RUS 2000 GRW ETF 5,407 -8,117 (60.02) 35,255
FIRST TR EXCHANGE TRADED FD II CONSUMR STAPLE 5,404 701 14.91 121,739
INTERNATIONAL BUSINESS MACHS COM 5,376 243 4.73 32,566
ISHARES 10+ YR CR BD ETF 5,336 4,524 557.17 93,929
FIRST TR EXCHANGE TRADED FD II CONSUMR DISCRE 5,321 764 16.77 144,906
FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 5,280 625 13.42 78,242
ISHARES TR SP SMCP600GR ETF 5,142 5,054 5,779.64 39,276