BBK CAPITAL PARTNERS, LLC Information

221 E. 4TH STREET, CINCINNATI, Ohio, 45202, (513) 655-5566

Report Date: 09/30/2014

Position Statistics

Total Positions 567
New Positions 23
Increased Positions 97
Decreased Positions 148
Positions with Activity 245
Sold Out Positions 70
Total Mkt Value (in $ millions) 142

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.43%
Capital Goods 1.68%
Conglomerates 0%
Consumer Cyclical 1.11%
Consumer/Non-Cyclical 12.72%
Energy 5.09%
Financial 36.93%
Healthcare 9.28%
Services 10.08%
Technology 15.97%
Transportation 2.17%
Utilities 0.94%

567 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
MALLINCKRODT PUB LTD CO SHS -5,029 Sold Out 0
KEURIG GREEN MTN INC COM -3,033 Sold Out 0
LEGG MASON INC COM 132 -1,891 (93.49) 2,375
CHICAGO BRIDGE & IRON CO N V COM -1,676 Sold Out 0
CTRIP COM INTL LTD AMERICAN DEP SHS -1,217 Sold Out 0
NOVARTIS A G SPONSORED ADR -1,052 Sold Out 0
FORD MTR CO DEL COM PAR $0.01 48 -848 (94.63) 3,275
BP PLC SPONSORED ADR -729 Sold Out 0
DIAGEO P L C SPON ADR NEW -643 Sold Out 0
E-COMMERCE CHINA DANGDANG INC SPN ADS COM A -611 Sold Out 0
NOKIA CORP SPONSORED ADR -601 Sold Out 0
ILLINOIS TOOL WKS INC COM 30 -600 (95.2) 325
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR -586 Sold Out 0
RIO TINTO PLC SPONSORED ADR -440 Sold Out 0
SCHLUMBERGER LTD COM -407 Sold Out 0
CANADIAN NAT RES LTD COM -406 Sold Out 0
ST JUDE MED INC COM -348 Sold Out 0
ABB LTD SPONSORED ADR -344 Sold Out 0
SODASTREAM INTERNATIONAL LTD USD SHS -300 Sold Out 0
AMERICAN CAP LTD COM 4,175 -261 (5.88) 298,446