BBK CAPITAL PARTNERS, LLC Information

221 E. 4TH STREET, CINCINNATI, Ohio, 45202, (513) 655-5566

Report Date: 12/31/2013

Position Statistics

Total Positions 541
New Positions 67
Increased Positions 124
Decreased Positions 126
Positions with Activity 250
Sold Out Positions 48
Total Mkt Value (in $ millions) 156

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.85%
Capital Goods 3.56%
Conglomerates 0.02%
Consumer Cyclical 1.92%
Consumer/Non-Cyclical 10.91%
Energy 7.05%
Financial 41.78%
Healthcare 9.98%
Services 9.1%
Technology 11.45%
Transportation 1.16%
Utilities 0.88%

541 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
SOUTHERN COPPER CORP COM 731 -458 (38.53) 24,951
DEERE & CO COM 18 -451 (96.07) 200
GLOBAL X FDS COPPER MNR ETF 505 -400 (44.19) 54,836
LINCOLN NATL CORP IND COM 605 -388 (39.04) 13,030
E M C CORP MASS COM 443 -332 (42.88) 16,452
INFINITY PHARMACEUTICALS INC COM 445 -285 (39.09) 45,425
EATON VANCE TAX ADVT DIV INCM COM 7,177 -178 (2.42) 368,594
PRUDENTIAL FINL INC COM 329 -118 (26.37) 4,188
DUFF & PHELPS GLB UTL INC FD COM 514 -108 (17.36) 25,702
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 103 -104 (50.25) 2,525
WISDOMTREE TR EMERG MKTS ETF 42 -80 (65.76) 856
CHEVRON CORP NEW COM 1,767 -69 (3.74) 14,685
WENDYS CO COM 18 -67 (78.43) 2,200
FACEBOOK INC CL A 2,963 -52 (1.71) 50,141
MICROSOFT CORP COM 1,325 -49 (3.57) 33,341
ADVENT CLAYMORE CV SECS & INC COM 2,612 -45 (1.68) 145,824
WHITING USA TR II TR UNIT 32 -43 (57.14) 2,400
BOEING CO COM 288 -40 (12.31) 2,316
ISHARES RUSSELL 2000 ETF 228 -39 (14.58) 2,050
EXXON MOBIL CORP COM 3,131 -37 (1.17) 31,728