BBK CAPITAL PARTNERS, LLC Information

221 E. 4TH STREET, CINCINNATI, Ohio, 45202, (513) 655-5566

Report Date: 03/31/2014

Position Statistics

Total Positions 541
New Positions 44
Increased Positions 122
Decreased Positions 81
Positions with Activity 203
Sold Out Positions 52
Total Mkt Value (in $ millions) 151

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.66%
Capital Goods 1.49%
Conglomerates 0%
Consumer Cyclical 2.06%
Consumer/Non-Cyclical 11.71%
Energy 5.51%
Financial 41.43%
Healthcare 11.4%
Services 8.33%
Technology 13.77%
Transportation 1.24%
Utilities 0.96%

541 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
KIMBERLY CLARK CORP COM 409 -6 (1.44) 3,769
MONDELEZ INTL INC CL A 402 .01 10,525
ALTRIA GROUP INC COM 394 .03 9,448
PHILIP MORRIS INTL INC COM 393 .04 4,630
INTUIT COM 391 New 4,735
CINCINNATI FINL CORP COM 385 25 6.97 8,071
PRUDENTIAL FINL INC COM 372 New 4,188
ST JUDE MED INC COM 353 New 5,285
GENERAL DYNAMICS CORP COM 351 New 2,896
FIRST TR MORNINGSTAR DIV LEADR SHS 341 New 14,175
ISHARES TR MSCI EAFE ETF 340 14 4.16 5,009
JOHNSON & JOHNSON COM 326 New 3,189
ISHARES 1-3 YR CR BD ETF 319 32 10.99 3,030
STELLUS CAP INVT CORP COM 316 -29 (8.44) 21,712
POWERSHARES QQQ TRUST UNIT SER 1 300 New 3,100
WAL-MART STORES INC COM 294 New 3,876
PIMCO ETF TR TOTL RETN ETF 291 55 23.10 2,665
CHIPOTLE MEXICAN GRILL INC COM 286 New 425
AT&T INC COM 286 -17 (5.6) 8,049
BOEING CO COM 285 New 2,316