BBK CAPITAL PARTNERS, LLC Information

221 E. 4TH STREET, CINCINNATI, Ohio, 45202, (513) 655-5566

Report Date: 12/31/2013

Position Statistics

Total Positions 541
New Positions 67
Increased Positions 124
Decreased Positions 126
Positions with Activity 250
Sold Out Positions 48
Total Mkt Value (in $ millions) 159

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.85%
Capital Goods 3.61%
Conglomerates 0.02%
Consumer Cyclical 1.93%
Consumer/Non-Cyclical 10.88%
Energy 7.15%
Financial 41.88%
Healthcare 9.7%
Services 9.21%
Technology 11.39%
Transportation 1.16%
Utilities 0.88%

541 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WELLS FARGO & CO NEW COM 824 6 .78 16,846
KANSAS CITY SOUTHERN COM NEW 820 -26 (3.03) 8,105
AMGEN INC COM 813 -20 (2.36) 7,044
SPECTRA ENERGY CORP COM 787 11 1.40 19,998
DONALDSON INC COM 780 New 18,554
CLAYMORE EXCHANGE TRD FD TR GUG RAYM JAMES S 763 763 New 22,805
EATON VANCE TX ADV GLBL DIV FD COM 760 New 45,110
SOUTHERN COPPER CORP COM 745 -467 (38.53) 24,951
RANGE RES CORP COM 722 New 7,775
TJX COS INC NEW COM 701 -7 (1.04) 11,940
HOME DEPOT INC COM 697 New 9,035
SPDR S&P 500 ETF TR TR UNIT 692 2 .27 3,715
DIAGEO P L C SPON ADR NEW 680 680 New 5,490
METLIFE INC COM 670 -20 (2.97) 13,080
ABBVIE INC COM 664 -1 (0.18) 13,685
SYSCO CORP COM 663 New 18,415
LINCOLN NATL CORP IND COM 626 -401 (39.04) 13,030
BAXTER INTL INC COM 605 9 1.53 8,305
ILLINOIS TOOL WKS INC COM 604 New 7,175
ABB LTD SPONSORED ADR 601 601 New 23,215