BBK CAPITAL PARTNERS, LLC Information

221 E. 4TH STREET, CINCINNATI, Ohio, 45202, (513) 655-5566

Report Date: 09/30/2014

Position Statistics

Total Positions 567
New Positions 23
Increased Positions 97
Decreased Positions 148
Positions with Activity 245
Sold Out Positions 70
Total Mkt Value (in $ millions) 142

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.43%
Capital Goods 1.68%
Conglomerates 0%
Consumer Cyclical 1.11%
Consumer/Non-Cyclical 12.72%
Energy 5.09%
Financial 36.93%
Healthcare 9.28%
Services 10.08%
Technology 15.97%
Transportation 2.17%
Utilities 0.94%

567 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PETROLEUM & RES CORP COM 14 New 603
SONOCO PRODS CO COM 14 New 311
NORDSTROM INC COM 14 New 180
GRAINGER W W INC COM 14 New 58
NUVEEN S&P 500 BUY-WRITE INC COM 14 New 1,064
COMMERCIAL METALS CO COM 13 New 1,000
DOLLAR GEN CORP NEW COM 13 New 200
WOODWARD INC COM 13 New 300
ICONIX BRAND GROUP INC COM 13 New 400
NUVEEN PERFORMANCE PLUS MUN FD COM 13 New 850
EATON VANCE OHIO MUN BD FD COM 13 New 925
MARKET VECTORS ETF TR PHARMACEUTICAL 13 New 200
TIME WARNER CABLE INC COM 13 New 95
TIFFANY & CO NEW COM 13 -5 (29.27) 145
UNITED PARCEL SERVICE INC CL B 13 2 16.51 127
AUTOZONE INC COM 13 New 21
GENCORP INC COM 12 New 740
HARLEY-DAVIDSON INC COM 12 New 200
VIACOM INC NEW CL B 12 New 190
PUBLIC SVC ENTERPRISE GROUP COM 12 New 285