BBK CAPITAL PARTNERS, LLC Information

221 E. 4TH STREET, CINCINNATI, Ohio, 45202, (513) 655-5566

Report Date: 09/30/2014

Position Statistics

Total Positions 567
New Positions 23
Increased Positions 97
Decreased Positions 148
Positions with Activity 245
Sold Out Positions 70
Total Mkt Value (in $ millions) 145

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.38%
Capital Goods 1.68%
Conglomerates 0%
Consumer Cyclical 1.11%
Consumer/Non-Cyclical 12.84%
Energy 5.19%
Financial 37.2%
Healthcare 9.26%
Services 10.17%
Technology 15.47%
Transportation 2.18%
Utilities 0.93%

70 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ABB LTD SPONSORED ADR -354 Sold Out 0
ACCENTURE PLC IRELAND SHS CLASS A -70 Sold Out 0
ALCATEL-LUCENT SPONSORED ADR Sold Out 0
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR -12 Sold Out 0
ARKEMA SPON ADR Sold Out 0
ASTERIAS BIOTHERAPEUTICS INC COM SER A Sold Out 0
BAIDU INC SPON ADR REP A -76 Sold Out 0
BCE INC COM NEW -2 Sold Out 0
BIOTIME INC WT EXP 100118 Sold Out 0
BP PLC SPONSORED ADR -755 Sold Out 0
CANADIAN NAT RES LTD COM -413 Sold Out 0
CARNIVAL CORP PAIRED CTF -3 Sold Out 0
CEMEX SAB DE CV SPON ADR NEW -16 Sold Out 0
CENOVUS ENERGY INC COM -8 Sold Out 0
CHICAGO BRIDGE & IRON CO N V COM -1,894 Sold Out 0
CLEARBRIDGE AMERN ENERG MLP FD COM -81 Sold Out 0
COPA HOLDINGS SA CL A -153 Sold Out 0
CREATOR CAPITAL LIMITED SHS Sold Out 0
CTRIP COM INTL LTD AMERICAN DEP SHS -1,264 Sold Out 0
DIAGEO P L C SPON ADR NEW -643 Sold Out 0