BBK CAPITAL PARTNERS, LLC Information

221 E. 4TH STREET, CINCINNATI, Ohio, 45202, (513) 655-5566

Report Date: 09/30/2014

Position Statistics

Total Positions 568
New Positions 23
Increased Positions 97
Decreased Positions 149
Positions with Activity 246
Sold Out Positions 71
Total Mkt Value (in $ millions) 142

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.4%
Capital Goods 1.65%
Conglomerates 0%
Consumer Cyclical 1.12%
Consumer/Non-Cyclical 13.03%
Energy 4.99%
Financial 39.06%
Healthcare 8.99%
Services 9.82%
Technology 15.51%
Transportation 2.15%
Utilities 0.9%

23 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DELTA AIR LINES INC DEL COM NEW 1,189 1,189 New 26,200
PRECISION CASTPARTS CORP COM 600 600 New 2,615
OASIS PETE INC NEW COM 416 416 New 29,250
DEVON ENERGY CORP NEW COM 54 54 New 1,000
TEAM HEALTH HOLDINGS INC COM 40 40 New 700
TETRAPHASE PHARMACEUTICALS INC COM 32 32 New 1,075
ADVENT CLAYMORE CV SECS & INC COM 32 32 New 2,000
ECOLAB INC COM 17 17 New 172
ISHARES INTL SEL DIV ETF 17 17 New 516
BROWN FORMAN CORP CL B 17 17 New 200
TASER INTL INC COM 14 14 New 600
AMETEK INC NEW COM 10 10 New 203
TESLA MTRS INC COM 10 10 New 50
XCEL ENERGY INC COM 7 7 New 218
CERNER CORP COM 7 7 New 120
PRICELINE GRP INC COM NEW 5 5 New 5
WILLIAMS COS INC DEL COM 4 4 New 92
ELEPHANT TALK COMM CORP COM NEW 2 2 New 3,000
COMCAST CORP NEW CL A SPL 2 2 New 44
WISCONSIN ENERGY CORP COM 2 2 New 39