BBK CAPITAL PARTNERS, LLC Information

221 E. 4TH STREET, CINCINNATI, Ohio, 45202, (513) 655-5566

Report Date: 12/31/2013

Position Statistics

Total Positions 541
New Positions 67
Increased Positions 124
Decreased Positions 126
Positions with Activity 250
Sold Out Positions 48
Total Mkt Value (in $ millions) 156

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.85%
Capital Goods 3.56%
Conglomerates 0.02%
Consumer Cyclical 1.92%
Consumer/Non-Cyclical 10.91%
Energy 7.05%
Financial 41.78%
Healthcare 9.98%
Services 9.1%
Technology 11.45%
Transportation 1.16%
Utilities 0.88%

67 New Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CHICAGO BRIDGE & IRON CO N V COM 3,318 3,318 New 39,501
ULTRA PETROLEUM CORP COM 1,134 1,134 New 41,587
CTRIP COM INTL LTD AMERICAN DEP SHS 1,085 1,085 New 21,344
BP PLC SPONSORED ADR 913 913 New 19,120
NOVARTIS A G SPONSORED ADR 909 909 New 10,845
CLAYMORE EXCHANGE TRD FD TR GUG RAYM JAMES S 750 750 New 22,805
DIAGEO P L C SPON ADR NEW 704 704 New 5,490
ABB LTD SPONSORED ADR 592 592 New 23,215
NOKIA CORP SPONSORED ADR 565 565 New 79,035
CANADIAN NAT RES LTD COM 559 559 New 14,029
RIO TINTO PLC SPONSORED ADR 557 557 New 10,041
SCHLUMBERGER LTD COM 489 489 New 4,880
E-COMMERCE CHINA DANGDANG INC SPN ADS COM A 412 412 New 34,450
QUINTILES TRANSNATIO HLDGS INC COM 245 245 New 4,840
ADVANCE AUTO PARTS INC COM 242 242 New 2,060
CAMERON INTERNATIONAL CORP COM 232 232 New 3,685
ANTERO RES CORP COM 228 228 New 3,780
PRAXAIR INC COM 218 218 New 1,685
NEWELL RUBBERMAID INC COM 201 201 New 6,915
COPA HOLDINGS SA CL A 195 195 New 1,412