BBK CAPITAL PARTNERS, LLC Information

221 E. 4TH STREET, CINCINNATI, Ohio, 45202, (513) 655-5566

Report Date: 09/30/2014

Position Statistics

Total Positions 567
New Positions 23
Increased Positions 97
Decreased Positions 148
Positions with Activity 245
Sold Out Positions 70
Total Mkt Value (in $ millions) 144

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.39%
Capital Goods 1.69%
Conglomerates 0%
Consumer Cyclical 1.12%
Consumer/Non-Cyclical 12.76%
Energy 4.95%
Financial 36.94%
Healthcare 9.24%
Services 10.16%
Technology 16.02%
Transportation 2.21%
Utilities 0.94%

245 Activity Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PROCTER & GAMBLE CO COM 11,270 -4 (0.03) 131,550
APPLE INC COM 9,480 -134 (1.39) 79,732
EATON VANCE TAX ADVT DIV INCM COM 7,599 172 2.32 368,877
EATON VANCE TAX MNGD GBL DV EQ COM 5,855 241 4.30 626,827
GENERAL ELECTRIC CO COM 5,066 376 8.02 210,385
ADCARE HEALTH SYSTEMS INC COM NEW 4,658 509 12.27 1,173,377
AMERICAN CAP LTD COM 4,247 -265 (5.88) 298,446
FACEBOOK INC CL A 4,118 -4 (0.1) 52,789
BANK AMER CORP COM 3,633 -41 (1.11) 235,469
LAS VEGAS SANDS CORP COM 3,182 -8 (0.24) 57,391
EXXON MOBIL CORP COM 2,776 -5 (0.2) 31,697
FIRST FINL BANCORP OH COM 2,604 -85 (3.16) 154,092
GROUPON INC COM CL A 2,449 -25 (1.01) 333,685
GENWORTH FINL INC COM CL A 1,809 -37 (2.03) 260,611
NUVEEN DOW 30 DYN OVERWRITE SHS 1,748 7 .42 113,448
LORILLARD INC COM 1,706 96 5.96 25,786
DOW CHEM CO COM 1,621 860 113.09 36,018
CHEVRON CORP NEW COM 1,518 -4 (0.26) 14,737
MERCK & CO INC NEW COM 1,484 561 60.84 23,897
US BANCORP DEL COM NEW 1,438 -91 (5.94) 33,773