BBK CAPITAL PARTNERS, LLC Information

221 E. 4TH STREET, CINCINNATI, Ohio, 45202, (513) 655-5566

Report Date: 03/31/2014

Position Statistics

Total Positions 541
New Positions 44
Increased Positions 122
Decreased Positions 81
Positions with Activity 203
Sold Out Positions 52
Total Mkt Value (in $ millions) 150

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.65%
Capital Goods 1.48%
Conglomerates 0%
Consumer Cyclical 2.06%
Consumer/Non-Cyclical 11.62%
Energy 5.52%
Financial 41.22%
Healthcare 11.44%
Services 8.51%
Technology 13.87%
Transportation 1.22%
Utilities 0.96%

203 Activity Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PROCTER & GAMBLE CO COM 10,290 521 5.33 131,658
APPLE INC COM 7,786 255 3.38 79,331
EATON VANCE TAX ADVT DIV INCM COM 7,048 -538 (7.09) 342,459
EATON VANCE TAX MNGD GBL DV EQ COM 5,974 309 5.45 574,463
AMERICAN CAP LTD COM 5,089 50 .99 328,132
GENERAL ELECTRIC CO COM 4,981 -571 (10.28) 194,258
ADCARE HEALTH SYSTEMS INC COM NEW 4,881 -35 (0.71) 1,038,414
QUESTCOR PHARMACEUTICALS INC COM 4,861 213 4.58 52,640
LAS VEGAS SANDS CORP COM 4,200 23 .54 56,167
FACEBOOK INC CL A 3,817 73 1.94 51,114
BANK OF AMERICA CORPORATION COM 3,637 154 4.42 233,464
GENWORTH FINL INC COM CL A 3,560 114 3.31 254,661
EXXON MOBIL CORP COM 3,295 19 .57 31,909
KEURIG GREEN MTN INC COM 3,011 28 .95 24,970
ADVENT CLAYMORE CV SECS & INC COM 2,782 1 .03 145,872
FIRST FINL BANCORP OH COM 2,491 941 60.68 150,691
LEGG MASON INC COM 1,968 75 3.99 38,985
CHEVRON CORP NEW COM 1,958 12 .61 14,775
DOW 30SM ENHANCED PREM & INC COM 1,804 -36 (1.95) 130,748
US BANCORP DEL COM NEW 1,564 4 .25 36,432