BBK CAPITAL PARTNERS, LLC Information

221 E. 4TH STREET, CINCINNATI, Ohio, 45202, (513) 655-5566

Report Date: 09/30/2014

Position Statistics

Total Positions 568
New Positions 23
Increased Positions 97
Decreased Positions 149
Positions with Activity 246
Sold Out Positions 71
Total Mkt Value (in $ millions) 146

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.36%
Capital Goods 1.68%
Conglomerates 0%
Consumer Cyclical 1.12%
Consumer/Non-Cyclical 13.07%
Energy 5.04%
Financial 37.03%
Healthcare 9.18%
Services 10.01%
Technology 15.83%
Transportation 2.19%
Utilities 0.93%

568 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PROCTER & GAMBLE CO COM 11,850 -4 (0.03) 131,550
APPLE INC COM 9,008 -127 (1.39) 79,732
EATON VANCE TAX ADVT DIV INCM COM 7,669 174 2.32 368,877
EATON VANCE TAX MNGD GBL DV EQ COM 5,917 244 4.30 626,827
GENERAL ELECTRIC CO COM 5,150 383 8.02 210,385
ADCARE HEALTH SYSTEMS INC COM NEW 4,682 512 12.27 1,173,377
AMERICAN CAP LTD COM 4,324 -270 (5.88) 298,446
FACEBOOK INC CL A 4,109 -4 (0.1) 52,789
BANK AMER CORP COM 3,704 -42 (1.11) 235,469
LAS VEGAS SANDS CORP COM 3,093 -7 (0.24) 57,391
EXXON MOBIL CORP COM 2,881 -6 (0.2) 31,697
FIRST FINL BANCORP OH COM 2,673 -87 (3.16) 154,092
GROUPON INC COM CL A 2,443 -25 (1.01) 333,685
GENWORTH FINL INC COM CL A 1,882 -39 (2.03) 260,611
NUVEEN DOW 30 DYN OVERWRITE SHS 1,758 7 .42 113,448
LORILLARD INC COM 1,702 96 5.96 25,786
DOW CHEM CO COM 1,605 852 113.09 36,018
CHEVRON CORP NEW COM 1,575 -4 (0.26) 14,737
MERCK & CO INC NEW COM 1,493 565 60.84 23,897
MICROSOFT CORP COM 1,475 -92 (5.88) 31,263