QS BATTERYMARCH FINANCIAL MANAGEMENT, INC Information

880 3RD AVENUE, NEW YORK, New York, 10022, (212) 886-9200

Report Date: 09/30/2014

Position Statistics

Total Positions 972
New Positions 93
Increased Positions 176
Decreased Positions 422
Positions with Activity 598
Sold Out Positions 76
Total Mkt Value (in $ millions) 4,161

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.44%
Capital Goods 4.32%
Conglomerates 0.55%
Consumer Cyclical 5.63%
Consumer/Non-Cyclical 4.19%
Energy 6.82%
Financial 16.69%
Healthcare 14.32%
Services 17.96%
Technology 18.34%
Transportation 2.63%
Utilities 2.37%

76 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ACETO CORP COM -2,089 Sold Out 0
ASTERIAS BIOTHERAPEUTICS INC COM SER A -1 Sold Out 0
BALLANTYNE STRONG INC COM -154 Sold Out 0
BERKSHIRE HATHAWAY INC DEL CL A -437 Sold Out 0
BIG 5 SPORTING GOODS CORP COM -181 Sold Out 0
BIOTIME INC WT EXP 100118 Sold Out 0
BLACKHAWK NETWORK HLDGS INC CL A -1,805 Sold Out 0
CABOT MICROELECTRONICS CORP COM -1,826 Sold Out 0
CARDTRONICS INC COM -2,539 Sold Out 0
CARETRUST REIT INC COM -363 Sold Out 0
CELESTICA INC SUB VTG SHS -6,162 Sold Out 0
CEMEX SAB DE CV SPON ADR NEW -1,707 Sold Out 0
CHECKPOINT SYS INC COM -936 Sold Out 0
COSTAMARE INC SHS -248 Sold Out 0
CRESCENT PT ENERGY CORP COM -41 Sold Out 0
CROSS CTRY HEALTHCARE INC COM -979 Sold Out 0
CTC MEDIA INC COM -159 Sold Out 0
CUMULUS MEDIA INC CL A -1,435 Sold Out 0
CURTISS WRIGHT CORP COM -4,618 Sold Out 0
DESTINATION MATERNITY CORP COM -195 Sold Out 0