BASSWOOD PARTNERS, L.L.C. Information

645 MADISON AVENUE, NEW YORK, New York, 10022, (212) 521-9500

Report Date: 12/31/2013

Position Statistics

Total Positions 202
New Positions 21
Increased Positions 75
Decreased Positions 89
Positions with Activity 164
Sold Out Positions 42
Total Mkt Value (in $ millions) 1,783

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.42%
Capital Goods 3.69%
Conglomerates
Consumer Cyclical 4.55%
Consumer/Non-Cyclical 0.97%
Energy 0.93%
Financial 73.62%
Healthcare 0.16%
Services 2.16%
Technology 7.77%
Transportation 0%
Utilities

202 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ACCENTURE PLC IRELAND SHS CLASS A -1,728 Sold Out 0
AMERICAN INTL GROUP INC COM NEW -1,658 Sold Out 0
AON PLC SHS CL A -16,799 Sold Out 0
AUTOZONE INC COM -6,996 Sold Out 0
CAPITAL BK FINL CORP CL A COM -2,480 Sold Out 0
COMERICA INC WT EXP 111418 -1,683 Sold Out 0
CONNECTONE BANCORP INC COM -9,587 Sold Out 0
CSX CORP COM -3,441 Sold Out 0
CUMMINS INC COM -20,892 Sold Out 0
EQUIFAX INC COM -13,522 Sold Out 0
EXPRESS SCRIPTS HLDG CO COM -2,407 Sold Out 0
FIRST BANCORP P R COM NEW -9,842 Sold Out 0
FORTUNE BRANDS HOME & SEC INC COM -4,125 Sold Out 0
HANCOCK HLDG CO COM -12,882 Sold Out 0
IDEX CORP COM -3,373 Sold Out 0
ISTAR FINL INC COM -450 Sold Out 0
JOHNSON CTLS INC COM -7,202 Sold Out 0
KEYCORP NEW COM -993 Sold Out 0
LENNOX INTL INC COM -4,616 Sold Out 0
MANPOWERGROUP INC COM -19,646 Sold Out 0