BASSWOOD PARTNERS, L.L.C. Information

645 MADISON AVENUE, NEW YORK, New York, 10022, (212) 521-9500

Report Date: 09/30/2014

Position Statistics

Total Positions 177
New Positions 16
Increased Positions 81
Decreased Positions 54
Positions with Activity 135
Sold Out Positions 9
Total Mkt Value (in $ millions) 2,049

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.42%
Capital Goods 1.99%
Conglomerates
Consumer Cyclical 3.68%
Consumer/Non-Cyclical 0.63%
Energy 0.27%
Financial 78.12%
Healthcare 0%
Services 1.69%
Technology 5.81%
Transportation 0.24%
Utilities

177 Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
TEVA PHARMACEUTICAL INDS LTD ADR -1,460 Sold Out 0
FCB FINL HLDGS INC CL A 7,200 7,200 New 295,818
FIDELITY NATIONAL FINANCIAL IN CL A -10,948 Sold Out 0
LENNAR CORP CL A -2,701 Sold Out 0
PENNYMAC FINL SVCS INC CL A 16,154 -228 (1.39) 967,296
REPUBLIC BANCORP KY CL A 5,913 -67 (1.12) 251,603
SQUARE 1 FINL INC CL A 53,387 23,669 79.64 2,219,358
SWIFT TRANSN CO CL A 4,836 4,836 New 169,807
LYON WILLIAM HOMES CL A NEW -1,818 Sold Out 0
NEWBRIDGE BANCORP CL A NO PAR 26,379 4,593 21.08 3,178,181
1ST CENTURY BANCSHARES INC COM 1,328 264 24.79 201,751
ACCESS NATL CORP COM 1,531 1,531 New 89,513
AMERICAN RIVER BANKSHARES COM 3,288 211 6.85 351,670
ANIXTER INTL INC COM 25,118 2,082 9.04 304,537
ARMSTRONG WORLD INDS INC NEW COM 1,683 -1,952 (53.7) 35,081
ASTORIA FINL CORP COM 14,948 New 1,174,223
ATLANTIC COAST FINL CORP COM 6,129 (0.01) 1,532,310
BANK AMER CORP COM 33,497 -4,567 (12) 2,003,386
BANK MUTUAL CORP NEW COM 6,755 -185 (2.66) 1,058,808
BANK NEW YORK MELLON CORP COM 14,831 -22,444 (60.21) 374,342