BASSWOOD PARTNERS, L.L.C. Information

645 MADISON AVENUE, NEW YORK, New York, 10022, (212) 521-9500

Report Date: 12/31/2014

Position Statistics

Total Positions 185
New Positions 16
Increased Positions 72
Decreased Positions 70
Positions with Activity 142
Sold Out Positions 16
Total Mkt Value (in $ millions) 2,161

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.51%
Capital Goods 2.02%
Conglomerates
Consumer Cyclical 4.07%
Consumer/Non-Cyclical 0.71%
Energy 0.42%
Financial 76.1%
Healthcare
Services 1.41%
Technology 5.42%
Transportation 0.06%
Utilities

185 Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
FCB FINL HLDGS INC CL A 14,332 6,419 81.12 535,771
FIRST CTZNS BANCSHARES INC N C CL A 3,561 3,561 New 15,028
PENNYMAC FINL SVCS INC CL A 16,655 -1,056 (5.96) 909,637
REPUBLIC BANCORP KY CL A 4,225 -1,658 (28.18) 180,709
SQUARE 1 FINL INC CL A 58,010 -159 (0.27) 2,213,275
SWIFT TRANSN CO CL A 1,191 -2,909 (70.96) 49,321
LYON WILLIAM HOMES CL A NEW 3,293 3,293 New 153,592
NEWBRIDGE BANCORP CL A NO PAR 27,084 1,500 5.86 3,364,506
1ST CENTURY BANCSHARES INC COM 1,873 461 32.61 267,543
ACCESS NATL CORP COM 3,002 1,303 76.68 158,154
AMERICAN RIVER BANKSHARES COM 4,261 878 25.96 442,953
ANCHOR BANCORP WIS INC DEL COM 15,000 15,000 New 403,125
ANIXTER INTL INC COM 21,631 85 .39 305,733
ARMSTRONG WORLD INDS INC NEW COM -1,952 Sold Out 0
ASTORIA FINL CORP COM 15,382 New 1,174,223
ATLANTIC COAST FINL CORP COM 6,464 13 .20 1,535,310
BANK AMER CORP COM 30,905 -1,851 (5.65) 1,890,193
BANK MUTUAL CORP NEW COM 7,101 -458 (6.06) 994,601
BANK NEW YORK MELLON CORP COM 6,860 -9,199 (57.28) 159,912
BANK OF MARIN BANCORP COM 8,881 -674 (7.05) 177,966