BASSWOOD PARTNERS, L.L.C. Information

645 MADISON AVENUE, NEW YORK, New York, 10022, (212) 521-9500

Report Date: 12/31/2013

Position Statistics

Total Positions 202
New Positions 21
Increased Positions 75
Decreased Positions 89
Positions with Activity 164
Sold Out Positions 42
Total Mkt Value (in $ millions) 1,744

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.38%
Capital Goods 3.71%
Conglomerates
Consumer Cyclical 4.55%
Consumer/Non-Cyclical 0.97%
Energy 0.91%
Financial 73.71%
Healthcare 0.16%
Services 2.17%
Technology 7.64%
Transportation 0%
Utilities

202 Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
TEVA PHARMACEUTICAL INDS LTD ADR 2,818 -2,392 (45.91) 55,983
FIDELITY NATIONAL FINANCIAL IN CL A 11,177 New 355,291
LENNAR CORP CL A 2,503 2,503 New 64,632
PENNYMAC FINL SVCS INC CL A 12,100 115 .96 735,592
REPUBLIC BANCORP KY CL A 5,317 -3,591 (40.31) 242,566
CAPITAL BK FINL CORP CL A COM -2,427 Sold Out 0
NEWBRIDGE BANCORP CL A NO PAR 5,317 3,847 261.60 746,794
1ST CENTURY BANCSHARES INC COM 455 455 New 58,723
1ST UNITED BANCORP INC FLA COM 634 -2,274 (78.18) 82,189
AMERICAN RIVER BANKSHARES COM 2,419 574 31.10 265,777
AMERISERV FINL INC COM 1,569 268 20.56 425,285
ANIXTER INTL INC COM 27,743 -130 (0.47) 286,925
ARMSTRONG WORLD INDS INC NEW COM 4,986 255 5.40 93,908
ASTORIA FINL CORP COM 15,101 New 1,174,223
ATLANTIC COAST FINL CORP COM 5,615 5,615 New 1,376,129
AUTOZONE INC COM -6,929 Sold Out 0
BANC CALIF INC COM 18,515 2,481 15.48 1,567,765
BANCORPSOUTH INC COM 1,346 -1,141 (45.88) 57,919
BANK MUTUAL CORP NEW COM 6,606 -570 (7.94) 1,074,154
BANK NEW YORK MELLON CORP COM 39,522 -4,714 (10.66) 1,193,292