BASSWOOD PARTNERS, L.L.C. Information

645 MADISON AVENUE, NEW YORK, New York, 10022, (212) 521-9500

Report Date: 09/30/2014

Position Statistics

Total Positions 178
New Positions 17
Increased Positions 82
Decreased Positions 54
Positions with Activity 136
Sold Out Positions 9
Total Mkt Value (in $ millions) 2,064

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.47%
Capital Goods 1.93%
Conglomerates
Consumer Cyclical 3.93%
Consumer/Non-Cyclical 0.71%
Energy 0.29%
Financial 77.72%
Healthcare 0%
Services 1.76%
Technology 5.87%
Transportation 0.23%
Utilities

178 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
BOK FINL CORP COM NEW -6,436 Sold Out 0
FIDELITY NATIONAL FINANCIAL IN CL A -10,948 Sold Out 0
GOLDMAN SACHS GROUP INC COM -15,300 Sold Out 0
LENNAR CORP CL A -2,858 Sold Out 0
LYON WILLIAM HOMES CL A NEW -1,809 Sold Out 0
MERCANTILE BANK CORP COM -395 Sold Out 0
PLY GEM HLDGS INC COM -3,168 Sold Out 0
SUSQUEHANNA BANCSHARES INC PA COM -9,774 Sold Out 0
TEVA PHARMACEUTICAL INDS LTD ADR -1,585 Sold Out 0
PRIVATEBANCORP INC COM 3,519 -30,219 (89.57) 109,421
CIT GROUP INC COM NEW 4,881 -34,198 (87.51) 108,375
PREMIER FINL BANCORP INC COM 546 -1,906 (77.74) 36,955
TCF FINL CORP COM 2,052 -4,894 (70.46) 138,944
TITAN MACHY INC COM 592 -1,219 (67.32) 44,413
BANK NEW YORK MELLON CORP COM 13,813 -20,903 (60.21) 374,342
ARMSTRONG WORLD INDS INC NEW COM 1,758 -2,040 (53.7) 35,081
PALMETTO BANCSHARES INC COM NEW 3,199 -1,999 (38.46) 186,285
STEWART INFORMATION SVCS CORP COM 15,470 -9,493 (38.03) 429,251
HEIDRICK & STRUGGLES INTL INC COM 3,780 -1,702 (31.05) 165,698
XEROX CORP COM 3,006 -1,336 (30.77) 217,794