BASSWOOD PARTNERS, L.L.C. Information

645 MADISON AVENUE, NEW YORK, New York, 10022, (212) 521-9500

Report Date: 12/31/2013

Position Statistics

Total Positions 202
New Positions 21
Increased Positions 75
Decreased Positions 89
Positions with Activity 164
Sold Out Positions 42
Total Mkt Value (in $ millions) 1,783

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.42%
Capital Goods 3.69%
Conglomerates
Consumer Cyclical 4.55%
Consumer/Non-Cyclical 0.97%
Energy 0.93%
Financial 73.62%
Healthcare 0.16%
Services 2.16%
Technology 7.77%
Transportation 0%
Utilities

202 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BARNES & NOBLE INC COM 1,062 New 64,900
OLD LINE BANCSHARES INC COM 1,030 319 44.92 58,019
FIRST HORIZON NATL CORP COM 988 -17,655 (94.7) 87,900
PEOPLES BANCORP N C INC COM 882 279 46.36 56,527
JACOBS ENGR GROUP INC DEL COM 878 New 13,780
STRATEGIC HOTELS & RESORTS INC COM 779 New 74,501
GOLDMAN SACHS GROUP INC COM 765 -2,078 (73.11) 4,856
WEINGARTEN RLTY INVS SH BEN INT 672 New 21,830
FELCOR LODGING TR INC COM 631 New 69,095
1ST UNITED BANCORP INC FLA COM 630 -2,256 (78.18) 82,189
PEAPACK-GLADSTONE FINL CORP COM 568 568 New 28,572
DUKE REALTY CORP COM NEW 554 New 32,095
FIRST NIAGARA FINL GP INC COM 470 New 51,187
1ST CENTURY BANCSHARES INC COM 457 457 New 58,723
FASTENAL CO COM 451 New 9,000
FIRST INDUSTRIAL REALTY TRUST COM 401 New 21,003
SOUTHERN FIRST BANCSHARES INC COM 333 -754 (69.32) 24,253
COUSINS PPTYS INC COM 171 New 14,659
CASCADE BANCORP COM NEW 19 New 3,800
YADKIN FINL CORP COM -6,738 Sold Out 1