BASSWOOD PARTNERS, L.L.C. Information

645 MADISON AVENUE, NEW YORK, New York, 10022, (212) 521-9500

Report Date: 09/30/2014

Position Statistics

Total Positions 178
New Positions 17
Increased Positions 82
Decreased Positions 54
Positions with Activity 136
Sold Out Positions 9
Total Mkt Value (in $ millions) 2,064

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.47%
Capital Goods 1.93%
Conglomerates
Consumer Cyclical 3.93%
Consumer/Non-Cyclical 0.71%
Energy 0.29%
Financial 77.72%
Healthcare 0%
Services 1.76%
Technology 5.87%
Transportation 0.23%
Utilities

178 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PARK STERLING CORP COM 7,208 -39 (0.54) 1,053,799
FIRST SEC GROUP INC COM NEW 7,143 216 3.12 3,246,929
BANK MUTUAL CORP NEW COM 7,115 -194 (2.66) 1,058,808
EMCOR GROUP INC COM 7,003 645 10.14 168,013
REGIONAL MGMT CORP COM 6,711 1,807 36.84 436,630
RYDER SYS INC COM 6,710 New 74,051
FCB FINL HLDGS INC CL A 6,665 6,665 New 295,818
UNITED BANKSHARES INC WEST VA COM 6,522 New 180,165
LEAR CORP COM NEW 6,174 -631 (9.27) 62,230
INSTALLED BLDG PRODS INC COM 6,044 -2,075 (25.56) 344,559
REPUBLIC BANCORP KY CL A 5,968 -68 (1.12) 251,603
REPUBLIC FIRST BANCORP INC COM 5,919 147 2.54 1,521,707
ATLANTIC COAST FINL CORP COM 5,746 (0.01) 1,532,310
NORWEGIAN CRUISE LINE HLDGS LT SHS 5,746 438 8.26 125,726
LNB BANCORP INC COM 5,471 -1,798 (24.73) 311,745
TEXAS CAPITAL BANCSHARES INC COM 5,410 5,410 New 124,967
FIRST BANCSHARES INC MS COM 5,383 -290 (5.11) 384,471
DANA HLDG CORP COM 5,356 79 1.49 250,265
CIT GROUP INC COM NEW 4,881 -34,198 (87.51) 108,375
MBT FINL CORP COM 4,819 595 14.09 965,678