BASSWOOD PARTNERS, L.L.C. Information

645 MADISON AVENUE, NEW YORK, New York, 10022, (212) 521-9500

Report Date: 12/31/2013

Position Statistics

Total Positions 202
New Positions 21
Increased Positions 75
Decreased Positions 89
Positions with Activity 164
Sold Out Positions 42
Total Mkt Value (in $ millions) 1,797

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.49%
Capital Goods 3.72%
Conglomerates
Consumer Cyclical 4.7%
Consumer/Non-Cyclical 1.01%
Energy 0.95%
Financial 73.39%
Healthcare 0.16%
Services 2.16%
Technology 7.71%
Transportation 0%
Utilities

202 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CAPITAL CITY BK GROUP INC COM 9,338 1,395 17.56 667,977
RYDER SYS INC COM 9,169 -71 (0.76) 112,596
FIDELITY NATL INFORMATION SVCS COM 9,119 -13,818 (60.24) 173,670
PACWEST BANCORP DEL COM 8,825 New 216,514
PULASKI FINL CORP COM 8,601 1,020 13.46 813,722
MORGAN STANLEY COM NEW 8,502 -28,530 (77.04) 272,515
TEREX CORP NEW COM 8,202 -324 (3.8) 191,224
EMCOR GROUP INC COM 7,905 4,459 129.40 169,421
PACIFIC PREMIER BANCORP COM 7,823 7,823 New 484,669
BRIDGE BANCORP INC COM 7,796 7,796 New 309,610
OSHKOSH CORP COM 7,546 -474 (5.91) 131,353
PARK STERLING CORP COM 7,044 New 1,029,860
BANK MUTUAL CORP NEW COM 6,821 -588 (7.94) 1,074,154
HERITAGE OAKS BANCORP COM 6,654 3,603 118.07 841,196
FIRST CONN BANCORP INC MD COM 6,517 6,517 New 409,888
FIRST SEC GROUP INC COM NEW 6,352 25 .40 3,098,583
LEAR CORP COM NEW 6,290 -709 (10.13) 74,570
PALMETTO BANCSHARES INC COM NEW 6,256 521 9.09 444,024
SPX CORP COM 6,006 -10,197 (62.93) 60,185
ATLANTIC COAST FINL CORP COM 5,711 5,711 New 1,376,129