BASSWOOD PARTNERS, L.L.C. Information

645 MADISON AVENUE, NEW YORK, New York, 10022, (212) 521-9500

Report Date: 12/31/2013

Position Statistics

Total Positions 202
New Positions 21
Increased Positions 75
Decreased Positions 89
Positions with Activity 164
Sold Out Positions 42
Total Mkt Value (in $ millions) 1,797

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.49%
Capital Goods 3.72%
Conglomerates
Consumer Cyclical 4.7%
Consumer/Non-Cyclical 1.01%
Energy 0.95%
Financial 73.39%
Healthcare 0.16%
Services 2.16%
Technology 7.71%
Transportation 0%
Utilities

202 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CU BANCORP CALIF COM 15,718 7,327 87.32 848,711
HONEYWELL INTL INC COM 15,228 New 163,150
GENERAL CABLE CORP DEL NEW COM 14,174 -298 (2.06) 551,955
INDEPENDENT BANK CORP MICH COM NEW 14,148 2,547 21.95 1,115,765
NORTH VALLEY BANCORP COM NEW 14,080 240 1.74 615,373
BOSTON PRIVATE FINL HLDGS INC COM 14,059 2,103 17.59 1,092,399
HAMPTON ROADS BANKSHARES INC COM NEW 13,842 -856 (5.83) 8,239,365
WINTRUST FINL CORP COM 13,809 -19,819 (58.94) 294,252
FARMERS CAP BK CORP COM 13,568 2,593 23.63 681,451
BEACON ROOFING SUPPLY INC COM 13,339 New 354,004
TRICO BANCSHARES COM 13,254 -2,837 (17.63) 543,401
PREFERRED BK LOS ANGELES CA COM NEW 13,133 1,445 12.36 520,137
PENNYMAC FINL SVCS INC CL A 11,975 114 .96 735,592
SUFFOLK BANCORP COM 11,306 10,755 1,951.17 502,720
DANA HLDG CORP COM 11,293 696 6.57 482,418
FIDELITY NATIONAL FINANCIAL IN CL A 11,135 New 355,291
PACIFIC CONTINENTAL CORP COM 10,155 New 699,859
HALLIBURTON CO COM 10,018 315 3.25 158,055
BANKFINANCIAL CORP COM 9,855 49 .50 993,403
BOK FINL CORP COM NEW 9,718 9,718 New 143,477