BASSWOOD PARTNERS, L.L.C. Information

645 MADISON AVENUE, NEW YORK, New York, 10022, (212) 521-9500

Report Date: 12/31/2013

Position Statistics

Total Positions 202
New Positions 21
Increased Positions 75
Decreased Positions 89
Positions with Activity 164
Sold Out Positions 42
Total Mkt Value (in $ millions) 1,783

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.42%
Capital Goods 3.69%
Conglomerates
Consumer Cyclical 4.55%
Consumer/Non-Cyclical 0.97%
Energy 0.93%
Financial 73.62%
Healthcare 0.16%
Services 2.16%
Technology 7.77%
Transportation 0%
Utilities

21 New Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CENTRAL PAC FINL CORP COM NEW 21,378 21,378 New 1,109,949
STEWART INFORMATION SVCS CORP COM 20,175 20,175 New 630,083
PNC FINL SVCS GROUP INC COM 18,977 18,977 New 226,533
NORTHERN TR CORP COM 18,311 18,311 New 308,321
BOK FINL CORP COM NEW 9,614 9,614 New 143,477
PACIFIC PREMIER BANCORP COM 7,798 7,798 New 484,669
BRIDGE BANCORP INC COM 7,725 7,725 New 309,610
FIRST CONN BANCORP INC MD COM 6,558 6,558 New 409,888
ATLANTIC COAST FINL CORP COM 5,656 5,656 New 1,376,129
COMMUNITY FINL CORP MD COM 5,491 5,491 New 250,065
BANK OF MARIN BANCORP COM 4,178 4,178 New 92,290
FIRST INTERNET BANCORP COM 3,765 3,765 New 173,042
D R HORTON INC COM 3,171 3,171 New 147,471
CARDINAL FINL CORP COM 2,675 2,675 New 150,000
PLY GEM HLDGS INC COM 2,472 2,472 New 191,953
LENNAR CORP CL A 2,470 2,470 New 64,632
WCI CMNTYS INC COM PAR $0.01 1,961 1,961 New 98,077
NORWEGIAN CRUISE LINE HLDGS LT SHS 1,204 1,204 New 39,200
EASTERN VA BANKSHARES INC COM 1,131 1,131 New 171,382
PEAPACK-GLADSTONE FINL CORP COM 568 568 New 28,572