BASSWOOD PARTNERS, L.L.C. Information

645 MADISON AVENUE, NEW YORK, New York, 10022, (212) 521-9500

Report Date: 03/31/2015

Position Statistics

Total Positions 179
New Positions 11
Increased Positions 71
Decreased Positions 56
Positions with Activity 127
Sold Out Positions 10
Total Mkt Value (in $ millions) 2,119

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.59%
Capital Goods 2.1%
Conglomerates
Consumer Cyclical 2.53%
Consumer/Non-Cyclical 0.8%
Energy 0.35%
Financial 76.53%
Healthcare
Services 1.7%
Technology 5.81%
Transportation 0.06%
Utilities

11 New Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CITIZENS FINL GROUP INC COM 27,782 27,782 New 1,030,863
OPUS BK IRVINE CALIF COM 17,740 17,740 New 564,622
UNION BANKSHARES CORP NEW COM 8,578 8,578 New 395,465
ENTERPRISE FINL SVCS CORP COM 5,823 5,823 New 274,561
ENERSYS COM 4,568 4,568 New 68,210
FRANKLIN FINL NETWORK INC COM 4,380 4,380 New 200,000
UNITED RENTALS INC COM 4,055 4,055 New 44,867
NATIONAL COMM CORP COM 1,444 1,444 New 58,053
SI FINL GROUP INC MD COM 775 775 New 67,818
TRANSOCEAN LTD REG SHS 188 188 New 10,114
AMERIS BANCORP COM 126 126 New 5,000