BASSWOOD PARTNERS, L.L.C. Information

645 MADISON AVENUE, NEW YORK, New York, 10022, (212) 521-9500

Report Date: 12/31/2013

Position Statistics

Total Positions 202
New Positions 21
Increased Positions 75
Decreased Positions 89
Positions with Activity 164
Sold Out Positions 42
Total Mkt Value (in $ millions) 1,783

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.42%
Capital Goods 3.69%
Conglomerates
Consumer Cyclical 4.55%
Consumer/Non-Cyclical 0.97%
Energy 0.93%
Financial 73.62%
Healthcare 0.16%
Services 2.16%
Technology 7.77%
Transportation 0%
Utilities

89 DECREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WELLS FARGO & CO NEW COM 59,406 -1,081 (1.79) 1,214,099
BANK NEW YORK MELLON CORP COM 40,286 -4,805 (10.66) 1,193,292
FIRST NBC BK HLDG CO COM 38,037 -7,162 (15.85) 1,137,814
WESCO INTL INC COM 29,585 -932 (3.06) 341,193
PRIVATEBANCORP INC COM 28,633 -19,855 (40.95) 967,645
GREENHILL & CO INC COM 28,618 -680 (2.32) 577,683
ANIXTER INTL INC COM 28,058 -132 (0.47) 286,925
FIRST BANCORP N C COM 23,308 -2,224 (8.71) 1,247,725
FIRST AMERN FINL CORP COM 17,014 -6,548 (27.79) 656,387
METLIFE INC COM 15,968 -1,088 (6.38) 311,867
GENERAL CABLE CORP DEL NEW COM 14,395 -302 (2.06) 551,955
HAMPTON ROADS BANKSHARES INC COM NEW 13,760 -851 (5.83) 8,239,365
WINTRUST FINL CORP COM 13,759 -19,747 (58.94) 294,252
TRICO BANCSHARES COM 13,270 -2,840 (17.63) 543,401
FIDELITY NATL INFORMATION SVCS COM 9,149 -13,862 (60.24) 173,670
RYDER SYS INC COM 9,018 -69 (0.76) 112,596
MORGAN STANLEY COM NEW 8,383 -28,128 (77.04) 272,515
TEREX CORP NEW COM 8,045 -317 (3.8) 191,224
OSHKOSH CORP COM 7,488 -471 (5.91) 131,353
BANK MUTUAL CORP NEW COM 6,799 -586 (7.94) 1,074,154