BARNETT & COMPANY, INC. Information

1300 BROAD STREET, SUITE 303, CHATTANOOGA, Tennessee, 37402-4976, (423) 756-0125

Report Date: 09/30/2014

Position Statistics

Total Positions 204
New Positions 11
Increased Positions 78
Decreased Positions 85
Positions with Activity 163
Sold Out Positions 15
Total Mkt Value (in $ millions) 244

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.86%
Capital Goods 2.77%
Conglomerates 0.18%
Consumer Cyclical 7.36%
Consumer/Non-Cyclical 1.75%
Energy 11.82%
Financial 13.15%
Healthcare 2.73%
Services 29.5%
Technology 1.9%
Transportation 11.33%
Utilities 10.6%

204 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CVS HEALTH CORP COM 6,633 -43 (0.64) 81,132
GENERAL MTRS CO COM 6,197 2,621 73.29 204,257
VERIZON COMMUNICATIONS INC COM 6,133 1,207 24.50 126,502
LTC PPTYS INC COM 5,731 485 9.24 144,645
PROSPECT CAPITAL CORPORATION COM 5,504 3,876 238.01 568,600
CORNERSTONE BANCSHARES INC PFD CONV SER A 5,250 -218 (3.98) 209,980
UNION PAC CORP COM 5,002 -18 (0.36) 47,117
CANADIAN NATL RY CO COM 4,856 New 74,060
CAPSTEAD MTG CORP COM NO PAR 4,720 3,081 187.93 370,773
CBS OUTDOOR AMERS INC COM 4,285 3,138 273.40 142,945
FIFTH STREET FINANCE CORP COM 3,963 394 11.05 456,556
HEALTH CARE REIT INC COM 3,907 197 5.31 57,408
AMERIGAS PARTNERS L P UNIT L P INT 3,868 26 .68 85,687
MEDICAL PPTYS TRUST INC COM 3,835 345 9.90 284,320
DIRECTV COM 3,811 -312 (7.57) 44,700
STARWOOD PPTY TR INC COM 3,750 117 3.21 168,150
THERMO FISHER SCIENTIFIC INC COM 3,441 3 .08 30,101
DELTA AIR LINES INC DEL COM NEW 3,371 -65 (1.89) 93,545
NUSTAR ENERGY LP UNIT COM 3,352 241 7.74 52,618
AIRCASTLE LTD COM 3,303 803 32.11 191,916