BARNETT & COMPANY, INC. Information

1300 BROAD STREET, SUITE 303, CHATTANOOGA, Tennessee, 37402-4976, (423) 756-0125

Report Date: 09/30/2014

Position Statistics

Total Positions 203
New Positions 11
Increased Positions 78
Decreased Positions 85
Positions with Activity 163
Sold Out Positions 15
Total Mkt Value (in $ millions) 250

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.35%
Capital Goods 2.11%
Conglomerates 0.21%
Consumer Cyclical 7.96%
Consumer/Non-Cyclical 1.74%
Energy 9.66%
Financial 12.6%
Healthcare 3%
Services 31.26%
Technology 2.14%
Transportation 11.96%
Utilities 10.61%

203 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CVS HEALTH CORP COM 7,764 -50 (0.64) 81,132
GENERAL MTRS CO COM 6,702 2,834 73.29 204,257
LTC PPTYS INC COM 6,036 511 9.24 144,645
VERIZON COMMUNICATIONS INC COM 5,948 1,170 24.50 126,502
UNION PAC CORP COM 5,582 -20 (0.36) 47,117
CORNERSTONE BANCSHARES INC PFD CONV SER A 5,145 -213 (3.98) 209,980
CANADIAN NATL RY CO COM 4,951 New 74,060
PROSPECT CAPITAL CORPORATION COM 4,913 3,459 238.01 568,600
CAPSTEAD MTG CORP COM NO PAR 4,753 3,102 187.93 370,773
AMERICAN AIRLS GROUP INC COM 4,634 434 10.34 91,380
DELTA AIR LINES INC DEL COM NEW 4,432 -85 (1.89) 93,545
HEALTH CARE REIT INC COM 4,392 221 5.31 57,408
AMERIGAS PARTNERS L P UNIT L P INT 4,058 27 .68 85,687
AIRCASTLE LTD COM 3,980 968 32.11 191,916
STARWOOD PPTY TR INC COM 3,913 122 3.21 168,150
THERMO FISHER SCIENTIFIC INC COM 3,866 3 .08 30,101
OUTFRONT MEDIA INC COM 3,852 2,821 273.40 142,945
MEDICAL PPTYS TRUST INC COM 3,833 345 9.90 284,320
DIRECTV COM 3,821 -313 (7.57) 44,700
FIFTH STREET FINANCE CORP COM 3,725 371 11.05 456,556