BARCLAYS PLC Information

1 CHURCHILL PLACE, LONDON, , E14 5HP, (110044207) 699-3140

Report Date: 12/31/2013

Position Statistics

Total Positions 4,350
New Positions 387
Increased Positions 2,441
Decreased Positions 1,770
Positions with Activity 4,211
Sold Out Positions 143
Total Mkt Value (in $ millions) 56,669

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.6%
Capital Goods 2.83%
Conglomerates 0.13%
Consumer Cyclical 1.87%
Consumer/Non-Cyclical 4.02%
Energy 6.45%
Financial 35.15%
Healthcare 8.74%
Services 17.85%
Technology 10.72%
Transportation 1.13%
Utilities 2.56%

143 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DIREXION SHS ETF TR DLY R/E BEAR3X -184 Sold Out 0
DIREXION SHS ETF TR DLY DEV MKT BEAR -14 Sold Out 0
DIREXION SHS ETF TR DLY TECH BULL 3X -1,770 Sold Out 0
DIREXION SHS ETF TR DLY EMKT 3X NEW -92 Sold Out 0
DIREXION SHS ETF TR DLY MC BEAR3XNEW -19 Sold Out 0
EHEALTH INC COM -545 Sold Out 0
ELAN PLC ADR -9,399 Sold Out 0
ETFS GOLD TR SHS -194 Sold Out 0
FEDERAL MOGUL HOLDINGS CORP COM -145 Sold Out 0
FORBES ENERGY SVCS LTD COM -3 Sold Out 0
FORTINET INC COM -6,857 Sold Out 0
GIANT INTERACTIVE GROUP INC ADR -1 Sold Out 0
GLADSTONE COML CORP COM -22 Sold Out 0
GOLDEN MINERALS CO COM Sold Out 0
GRAN TIERRA ENERGY INC COM -66 Sold Out 0
GREAT LAKES DREDGE & DOCK CORP COM -52 Sold Out 0
HAWKINS INC COM -174 Sold Out 0
HC2 HLDGS INC COM -104 Sold Out 0
HEAT BIOLOGICS INC COM -1 Sold Out 0
HMN FINL INC COM -1 Sold Out 0