BANTA ASSET MANAGEMENT LP Information

517 30TH STREET, NEWPORT BEACH, California, 92663, (949) 673-9944

Report Date: 03/31/2014

Position Statistics

Total Positions 34
New Positions 4
Increased Positions 17
Decreased Positions 14
Positions with Activity 31
Sold Out Positions 4
Total Mkt Value (in $ millions) 48

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 10.64%
Capital Goods 0.96%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 5.35%
Energy 4.04%
Financial 32.2%
Healthcare 5.79%
Services 11.16%
Technology 10.98%
Transportation
Utilities

34 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES U.S. PFD STK ETF 6,937 -425 (5.77) 174,376
FREEPORT-MCMORAN COPPER & GOLD COM 3,390 2,067 156.20 86,825
PITNEY BOWES INC NT 43 3,023 115 3.94 116,074
QWEST CORP NT 2,943 191 6.95 125,824
MAIDEN HLDGS NORTH AMER LTD GTD NT 7.75%43 2,683 659 32.58 103,475
FIRST REP BK SAN FRANCISCO CAL DEP SHS REPSTG 1 2,230 113 5.35 88,575
APPLE INC COM 2,206 9 .40 23,128
BANC CALIF INC SR NT 2,120 (0) 81,999
PHILIP MORRIS INTL INC COM 1,795 1,593 789.43 20,866
AT&T INC COM 1,782 1,782 New 49,990
CONOCOPHILLIPS COM 1,696 1,696 New 19,768
CLIFFS NAT RES INC DEP1/40TH PFD A 1,675 276 19.76 108,325
METLIFE INC PFD B 6.50 1,652 74 4.71 64,399
MALLINCKRODT PUB LTD CO SHS 1,561 -1,248 (44.43) 20,136
COVIDIEN PLC SHS 1,558 -17 (1.09) 17,140
KNOWLES CORP COM 1,295 1,295 New 44,130
COUNTRYWIDE CAP V GTD CAP SEC 7% 1,256 75 6.35 48,349
ABBVIE INC COM 1,198 -607 (33.61) 21,779
ENDURANCE SPECIALTY HLDGS LTD PFD-B 1,084 8 .74 41,076
BANC CALIF INC COM 1,017 -6 (0.58) 95,628