BANTA ASSET MANAGEMENT LP Information

517 30TH STREET, NEWPORT BEACH, California, 92663, (949) 673-9944

Report Date: 06/30/2014

Position Statistics

Total Positions 35
New Positions 5
Increased Positions 12
Decreased Positions 12
Positions with Activity 24
Sold Out Positions 6
Total Mkt Value (in $ millions) 46

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 8.18%
Capital Goods 3.81%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical 4.72%
Energy 3.15%
Financial 35.62%
Healthcare 0%
Services 13.52%
Technology 6.52%
Transportation
Utilities

35 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES U.S. PFD STK ETF 7,022 40 .58 175,386
QWEST CORP NT 3,076 74 2.45 128,908
PITNEY BOWES INC NT 43 3,023 New 116,074
MAIDEN HLDGS NORTH AMER LTD GTD NT 7.75%43 2,715 48 1.81 105,350
KNOWLES CORP COM 2,347 901 62.31 71,625
FIRST REP BK SAN FRANCISCO CAL DEP SHS REPSTG 1 2,252 New 88,575
BANC CALIF INC SR NT 2,133 New 81,999
FREEPORT-MCMORAN INC CL B 2,106 -1,034 (32.92) 58,240
BANC CALIF INC COM 2,087 927 79.81 171,952
CLIFFS NAT RES INC DEP1/40TH PFD A 1,687 65 3.99 112,650
METLIFE INC PFD B 6.50 1,641 New 64,399
JACOBS ENGR GROUP INC DEL COM 1,551 1,551 New 28,565
CIVEO CORP COM 1,442 1,442 New 57,195
PHILIP MORRIS INTL INC COM 1,424 -356 (19.99) 16,696
AT&T INC COM 1,387 -350 (20.14) 39,920
CONOCOPHILLIPS COM 1,240 -354 (22.21) 15,377
COUNTRYWIDE CAP V GTD CAP SEC 7% 1,239 -3 (0.21) 48,249
NOW INC COM 1,183 1,183 New 36,060
ENDURANCE SPECIALTY HLDGS LTD PFD-B 1,080 New 41,076
ARBOR RLTY TR INC CUM RED PFD SR C 1,076 488 82.91 42,800


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