BANK OF NOVA SCOTIA Information

44 KING STREET WEST, TORONTO, , M5H 1H1, (416) 866-5391

Report Date: 12/31/2014

Position Statistics

Total Positions 613
New Positions 49
Increased Positions 349
Decreased Positions 193
Positions with Activity 542
Sold Out Positions 46
Total Mkt Value (in $ millions) 25,811

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.78%
Capital Goods 0.45%
Conglomerates 0.07%
Consumer Cyclical 0.92%
Consumer/Non-Cyclical 0.79%
Energy 4.26%
Financial 63.05%
Healthcare 2.19%
Services 7.3%
Technology 5.66%
Transportation 3.01%
Utilities 9.44%

613 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ROYAL BK CDA MONTREAL QUE COM 3,645,352 530 .02 55,065,742
TORONTO DOMINION BK ONT COM NEW 2,548,868 2,234 .09 55,277,996
SPDR S&P 500 ETF TR TR UNIT 1,716,898 1,202,176 233.56 8,111,967
BANK MONTREAL QUE COM 1,610,608 -257 (0.02) 24,440,182
ENBRIDGE INC COM 1,528,339 2,288 .15 28,391,963
CDN IMPERIAL BK COMM TORONTO O COM 1,368,423 4,651 .34 17,241,056
MANULIFE FINL CORP COM 902,464 741 .08 48,967,128
TRANSCANADA CORP COM 806,297 712 .09 17,107,937
CANADIAN NATL RY CO COM 529,313 -50,211 (8.66) 7,998,084
SUN LIFE FINL INC COM 507,017 -848 (0.17) 15,600,509
ROGERS COMMUNICATIONS INC CL B 477,129 1,168 .25 13,272,003
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 413,659 -189,087 (31.37) 7,442,592
APPLE INC COM 398,421 302,528 315.48 3,058,192
ISHARES EMU ETF 381,891 -5,393 (1.39) 9,668,125
ISHARES MSCI JAPAN ETF 372,482 124,519 50.22 27,985,134
SHAW COMMUNICATIONS INC CL B CONV 353,889 2,047 .58 15,576,114
MICRON TECHNOLOGY INC COM 320,339 102,078 46.77 10,970,505
VALEANT PHARMACEUTICALS INTL I COM 300,207 -12,049 (3.86) 1,426,705
ISHARES TR NA TEC-SFTWR ETF 288,882 151,268 109.92 2,877,600
POWERSHARES QQQ TRUST UNIT SER 1 276,936 113,447 69.39 2,505,300