BANK OF NOVA SCOTIA / Information

44 KING STREET WEST, TORONTO, , M5H 1H1, (416) 866-7555

Report Date: 03/31/2014

Position Statistics

Total Positions 654
New Positions 62
Increased Positions 383
Decreased Positions 237
Positions with Activity 620
Sold Out Positions 74
Total Mkt Value (in $ millions) 25,957

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.3%
Capital Goods 1.08%
Conglomerates 0.06%
Consumer Cyclical 1.39%
Consumer/Non-Cyclical 0.77%
Energy 7.47%
Financial 59.85%
Healthcare 2.23%
Services 7.48%
Technology 3.79%
Transportation 2.96%
Utilities 8.94%

654 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ROYAL BK CDA MONTREAL QUE COM 4,016,029 -36,281 (0.9) 54,573,023
TORONTO DOMINION BK ONT COM NEW 2,832,164 -48,141 (1.67) 54,643,336
BANK MONTREAL QUE COM 1,790,317 42,785 2.45 23,893,197
CDN IMPERIAL BK COMM TORONTO O COM 1,556,439 4,989 .32 16,939,913
ENBRIDGE INC COM 1,332,675 -6,355 (0.48) 27,973,859
MANULIFE FINL CORP COM 966,709 -793 (0.08) 47,928,086
TRANSCANADA CORP COM 829,438 1,894 .23 16,790,237
SUN LIFE FINL INC COM 582,282 -3,147 (0.54) 15,506,850
CANADIAN NATL RY CO COM 560,944 -12,509 (2.18) 8,569,258
ROGERS COMMUNICATIONS INC CL B 530,460 3,280 .62 13,422,575
SPDR S&P 500 ETF TR TR UNIT 506,781 461,744 1,025.24 2,581,142
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 472,708 3,344 .71 10,714,149
SHAW COMMUNICATIONS INC CL B CONV 395,762 7,009 1.80 15,070,914
POWERSHARES QQQ TRUST UNIT SER 1 318,507 102,517 47.46 3,364,750
CENOVUS ENERGY INC COM 313,754 -16,546 (5.01) 9,878,905
SELECT SECTOR SPDR TR SBI INT-INDS 303,749 73,313 31.82 5,650,100
ISHARES EMU ETF 297,319 18,229 6.53 7,221,745
SUNCOR ENERGY INC NEW COM 252,069 -11,192 (4.25) 5,966,139
ENCANA CORP COM 240,639 -612 (0.25) 10,766,850
MICRON TECHNOLOGY INC COM 222,285 5,437 2.51 6,783,178