BANK OF NOVA SCOTIA Information

44 KING STREET WEST, TORONTO, , M5H 1H1, (416) 866-5391

Report Date: 12/31/2014

Position Statistics

Total Positions 615
New Positions 49
Increased Positions 351
Decreased Positions 193
Positions with Activity 544
Sold Out Positions 46
Total Mkt Value (in $ millions) 24,868

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.1%
Capital Goods 0.51%
Conglomerates 0.08%
Consumer Cyclical 0.97%
Consumer/Non-Cyclical 0.8%
Energy 4%
Financial 62.94%
Healthcare 2.18%
Services 7.49%
Technology 5.93%
Transportation 3.22%
Utilities 8.71%

615 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ROYAL BK CDA MONTREAL QUE COM 3,448,217 501 .02 55,065,742
TORONTO DOMINION BK ONT COM NEW 2,423,940 2,125 .09 55,277,996
SPDR S&P 500 ETF TR TR UNIT 1,708,867 1,196,553 233.56 8,111,967
BANK MONTREAL QUE COM 1,514,314 -242 (0.02) 24,440,182
CDN IMPERIAL BK COMM TORONTO O COM 1,318,941 4,483 .34 17,241,056
ENBRIDGE INC COM 1,318,523 1,974 .15 28,391,963
MANULIFE FINL CORP COM 852,518 700 .08 48,967,128
TRANSCANADA CORP COM 749,841 662 .09 17,107,937
CANADIAN NATL RY CO COM 552,988 -52,457 (8.66) 7,998,084
SUN LIFE FINL INC COM 480,808 -804 (0.17) 15,600,509
ROGERS COMMUNICATIONS INC CL B 469,696 1,150 .25 13,272,003
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 403,984 -184,664 (31.37) 7,442,592
APPLE INC COM 392,855 298,302 315.48 3,058,192
ISHARES EMU ETF 376,670 -5,319 (1.39) 9,668,125
SHAW COMMUNICATIONS INC CL B CONV 361,522 2,091 .58 15,576,114
ISHARES MSCI JAPAN ETF 345,616 115,538 50.22 27,985,134
MICRON TECHNOLOGY INC COM 336,465 107,217 46.77 10,970,505
ISHARES TR NA TEC-SFTWR ETF 282,897 148,134 109.92 2,877,600
VALEANT PHARMACEUTICALS INTL I COM 281,746 -11,308 (3.86) 1,426,705
POWERSHARES QQQ TRUST UNIT SER 1 271,575 111,251 69.39 2,505,300