BANK OF NEW YORK MELLON CORP Information

ONE WALL STREET, 31ST FLOOR, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 03/31/2015

Position Statistics

Total Positions 4,157
New Positions 103
Increased Positions 2,266
Decreased Positions 1,737
Positions with Activity 4,003
Sold Out Positions 71
Total Mkt Value (in $ millions) 373,867

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.09%
Capital Goods 4.23%
Conglomerates 0.24%
Consumer Cyclical 3.46%
Consumer/Non-Cyclical 6.7%
Energy 6.99%
Financial 16.99%
Healthcare 12.21%
Services 20.06%
Technology 18.77%
Transportation 1.86%
Utilities 2.75%

4,157 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
JOES JEANS INC COM 12 New 56,010
BIODEL INC COM NEW 11 -2 (14.69) 10,658
CESCA THERAPEUTICS INC COM 11 -2 (14.14) 12,823
INTERPHASE CORP COM 10 New 14,484
NANOSPHERE INC COM NEW 10 -2 (16.09) 3,187
CYCLACEL PHARMACEUTICALS INC COM NEW 10 -3 (24.67) 12,598
MINES MGMT INC COM 9 New 18,604
COMSTOCK MNG INC COM 9 New 13,243
ROCK CREEK PHARMACEUTICALS INC COM NEW 9 -1 (12.89) 5,624
PERSEON CORP COM NEW 8 -1 (14.52) 3,922
THOMPSON CREEK METALS CO INC COM 8 8 New 10,328
JASON INDS INC WT EXP 063019 8 New 14,325
CARDICA INC COM 7 -1 (17.94) 14,414
OCEAN PWR TECHNOLOGIES INC COM NEW 6 (5.92) 12,582
LOCAL CORP COM 5 New 58,491
GEVO INC COM NEW 5 1.61 1,644
REAL GOODS SOLAR INC CL A NEW 5 New 2,620
DOCUMENT SEC SYS INC COM 5 -1 (17.95) 16,560
ACORN ENERGY INC COM 5 -2 (24.85) 11,068
ESCALERA RES CO COM 4 New 13,465