BANK OF NEW YORK MELLON CORP Information

ONE WALL STREET, 31ST FLOOR, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 12/31/2014

Position Statistics

Total Positions 4,185
New Positions 139
Increased Positions 1,883
Decreased Positions 2,143
Positions with Activity 4,026
Sold Out Positions 109
Total Mkt Value (in $ millions) 382,652

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.17%
Capital Goods 4.35%
Conglomerates 0.22%
Consumer Cyclical 3.45%
Consumer/Non-Cyclical 6.98%
Energy 7.06%
Financial 16.69%
Healthcare 12.04%
Services 19.96%
Technology 18.95%
Transportation 2.07%
Utilities 2.83%

4,185 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HYPERDYNAMICS CORP COM NEW 8 New 23,915
ACORN ENERGY INC COM 8 3.96 14,728
DOCUMENT SEC SYS INC COM 8 -16 (67.32) 20,182
VISION-SCIENCES INC DEL COM 7 .59 16,937
OCEAN PWR TECHNOLOGIES INC COM NEW 6 New 13,373
GEVO INC COM 6 New 24,270
ENTERTAINMENT GAMING ASIA INC COM PAR $0.001 5 New 2,907
ESCALERA RES CO COM 5 New 13,465
LIFE PARTNERS HOLDINGS INC COM 4 1 18.13 15,244
CORINTHIAN COLLEGES INC COM 2 -1 (25.94) 128,438
COMMUNITY HEALTH SYS INC NEW RT 012716 1 New 61,476
WET SEAL INC CL A 1 .07 143,587
CORP RES SVCS INC COM 1 (0.67) 28,227
CACHE INC COM NEW New 24,023
ALLIANCE HOLDINGS GP LP COM UNITS LP -1,497 Sold Out 0
ALLIANCEBERNSTEIN GBL HGH INCM COM -154 Sold Out 0
AMEC FOSTER WHEELER PLC SPONSORED ADR -3,970 Sold Out 0
ATLAS ENERGY GROUP LLC COM -260 Sold Out 0
BANCO SANTANDER BRASIL S A ADS REP 1 UNIT -8,745 Sold Out 0
BLACKROCK MUNIYIELD FD INC COM -195 Sold Out 0