BANK OF NEW YORK MELLON CORP Information

ONE WALL STREET, 31ST FLOOR, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 03/31/2015

Position Statistics

Total Positions 4,152
New Positions 103
Increased Positions 2,266
Decreased Positions 1,732
Positions with Activity 3,998
Sold Out Positions 71
Total Mkt Value (in $ millions) 379,881

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.13%
Capital Goods 4.27%
Conglomerates 0.24%
Consumer Cyclical 3.46%
Consumer/Non-Cyclical 6.88%
Energy 7.03%
Financial 16.96%
Healthcare 12.26%
Services 19.95%
Technology 18.76%
Transportation 1.86%
Utilities 2.72%

71 Sold Out Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
21VIANET GROUP INC SPONSORED ADR -301 Sold Out 0
ADVANCED EMISSIONS SOLUTS INC COM -1,435 Sold Out 0
ADVANTAGE OIL & GAS LTD COM -250 Sold Out 0
AES TR III PFD CV 6.75% -349 Sold Out 0
ALLIANZGI NFJ DIVID INT & PREM COM -263 Sold Out 0
ALLIED NEVADA GOLD CORP COM -82 Sold Out 0
AMERICAN SUPERCONDUCTOR CORP SHS NEW -33 Sold Out 0
BANCO MACRO SA SPON ADR B -562 Sold Out 0
BPZ RESOURCES INC COM -10 Sold Out 0
CACHE INC COM NEW Sold Out 0
CAPITAL PRODUCT PARTNERS L P COM UNIT LP -284 Sold Out 0
CHINA FD INC COM -214 Sold Out 0
CHINA PETE & CHEM CORP SPON ADR H SHS -248 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG SPINOFF ETF -668 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG INSDR SENT -582 Sold Out 0
CORINTHIAN COLLEGES INC COM -1 Sold Out 0
CORP RES SVCS INC COM -1 Sold Out 0
CREDIT SUISSE HIGH YLD BND FD SH BEN INT -135 Sold Out 0
CREXENDO INC COM -45 Sold Out 0
CTC MEDIA INC COM -1,669 Sold Out 0