BANK OF NEW YORK MELLON CORP Information

ONE WALL STREET, 31ST FLOOR, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 03/31/2015

Position Statistics

Total Positions 4,161
New Positions 103
Increased Positions 2,272
Decreased Positions 1,734
Positions with Activity 4,006
Sold Out Positions 71
Total Mkt Value (in $ millions) 382,813

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.22%
Capital Goods 4.29%
Conglomerates 0.24%
Consumer Cyclical 3.36%
Consumer/Non-Cyclical 6.92%
Energy 7.12%
Financial 16.56%
Healthcare 12.05%
Services 19.84%
Technology 19.17%
Transportation 1.9%
Utilities 2.87%

71 Sold Out Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
21VIANET GROUP INC SPONSORED ADR -260 Sold Out 0
ADVANCED EMISSIONS SOLUTS INC COM -1,326 Sold Out 0
ADVANTAGE OIL & GAS LTD COM -239 Sold Out 0
AES TR III PFD CV 6.75% -348 Sold Out 0
ALLIANZGI NFJ DIVID INT & PREM COM -279 Sold Out 0
ALLIED NEVADA GOLD CORP COM -75 Sold Out 0
AMERICAN SUPERCONDUCTOR CORP SHS NEW -38 Sold Out 0
BANCO MACRO SA SPON ADR B -613 Sold Out 0
BPZ RESOURCES INC COM -24 Sold Out 0
CACHE INC COM NEW Sold Out 0
CAPITAL PRODUCT PARTNERS L P COM UNIT LP -318 Sold Out 0
CHINA FD INC COM -229 Sold Out 0
CHINA PETE & CHEM CORP SPON ADR H SHS -257 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG SPINOFF ETF -682 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG INSDR SENT -577 Sold Out 0
CORINTHIAN COLLEGES INC COM -1 Sold Out 0
CORP RES SVCS INC COM -1 Sold Out 0
CREDIT SUISSE HIGH YLD BND FD SH BEN INT -150 Sold Out 0
CREXENDO INC COM -45 Sold Out 0
CTC MEDIA INC COM -2,055 Sold Out 0