BANK OF NEW YORK MELLON CORP Information

225 LIBERTY STREET, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 12/31/2015

Position Statistics

Total Positions 4,224
New Positions 110
Increased Positions 1,747
Decreased Positions 2,284
Positions with Activity 4,031
Sold Out Positions 109
Total Mkt Value (in $ millions) 337,891

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.7%
Capital Goods 4.32%
Conglomerates 0.19%
Consumer Cyclical 3.29%
Consumer/Non-Cyclical 7.68%
Energy 6.52%
Financial 15.8%
Healthcare 11.78%
Services 20.77%
Technology 18.38%
Transportation 1.98%
Utilities 3.24%

109 Sold Out Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
21VIANET GROUP INC SPONSORED ADR -5,726 Sold Out 0
6D GLOBAL TECHNOLOGIES INC COM -11 Sold Out 0
AB BD FD INC INCOME FD ADVISO -89 Sold Out 0
ALCOA INC DEP SHS 1/10TH -248 Sold Out 0
AMBASSADORS GROUP INC COM -55 Sold Out 0
AMERICAN APPAREL INC COM -1 Sold Out 0
APOLLO GLOBAL MGMT LLC CL A SHS -369 Sold Out 0
ASTRONICS CORP CL B -1,071 Sold Out 0
ATENTO S A SHS -487 Sold Out 0
ATLAS RESOURCE PARTNERS LP COM UNT LTD PR -76 Sold Out 0
AVIVA PLC ADR -10,055 Sold Out 0
BANCO DE CHILE SPONSORED ADR -209 Sold Out 0
BLACKROCK MUNIYIELD PA QLTY FD COM -213 Sold Out 0
BOARDWALK PIPELINE PARTNERS LP UT LTD PARTNER -190 Sold Out 0
CAESARSTONE SDOT-YAM LTD ORD SHS -369 Sold Out 0
CEDAR FAIR L P DEPOSITRY UNIT -232 Sold Out 0
CEMEX SAB DE CV SPON ADR NEW -85 Sold Out 0
CHC GROUP LTD SHS NEW -1 Sold Out 0
CIFC LLC COM UNIT -125 Sold Out 0
COLUMBIA PIPELINE PARTNERS LP COM UT REPSTG -744 Sold Out 0