BANK OF NEW YORK MELLON CORP Information

ONE WALL STREET, 31ST FLOOR, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 06/30/2014

Position Statistics

Total Positions 4,143
New Positions 151
Increased Positions 2,255
Decreased Positions 1,767
Positions with Activity 4,022
Sold Out Positions 105
Total Mkt Value (in $ millions) 373,263

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.82%
Capital Goods 4.47%
Conglomerates 0.21%
Consumer Cyclical 3.37%
Consumer/Non-Cyclical 6.8%
Energy 9.23%
Financial 16.5%
Healthcare 11.24%
Services 18.5%
Technology 19.03%
Transportation 2.19%
Utilities 2.79%

105 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
AEGEAN MARINE PETROLEUM NETWRK SHS -585 Sold Out 0
ALAMOS GOLD INC COM -730 Sold Out 0
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN -614 Sold Out 0
API TECHNOLOGIES CORP COM NEW -223 Sold Out 0
ASA GOLD AND PRECIOUS MTLS LMT SHS -198 Sold Out 0
ASCENT SOLAR TECHNOLOGIES INC COM NEW -11 Sold Out 0
BEAR ST FINL INC COM -94 Sold Out 0
BEASLEY BROADCAST GROUP INC CL A -63 Sold Out 0
BIND THERAPEUTICS INC COM -218 Sold Out 0
BLUE CAP REINS HLDGS LTD COM -226 Sold Out 0
BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN -3,030 Sold Out 0
CAPITAL SOUTHWEST CORP COM -1,895 Sold Out 0
CHEMUNG FINL CORP COM -455 Sold Out 0
CIM COML TR CORP COM -74 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2014 -573 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUG MIDCAP CORE -333 Sold Out 0
COLDWATER CREEK INC COM NEW Sold Out 0
CONSOLIDATED WATER CO INC ORD -602 Sold Out 0
CREDIT SUISSE NASSAU BRH INVRS VIX STERM -730 Sold Out 0
CURRENCYSHARES EURO TR EURO SHS -480 Sold Out 0