BANK OF NEW YORK MELLON CORP Information

ONE WALL STREET, 31ST FLOOR, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 03/31/2015

Position Statistics

Total Positions 4,164
New Positions 103
Increased Positions 2,274
Decreased Positions 1,735
Positions with Activity 4,009
Sold Out Positions 71
Total Mkt Value (in $ millions) 384,052

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.23%
Capital Goods 4.32%
Conglomerates 0.23%
Consumer Cyclical 3.38%
Consumer/Non-Cyclical 6.94%
Energy 7.21%
Financial 16.58%
Healthcare 12.01%
Services 19.84%
Technology 19.01%
Transportation 1.92%
Utilities 2.88%

71 Sold Out Positions as of 03/31/2015

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
E HOUSE CHINA HLDGS LTD ADR -759 Sold Out 0
RANDGOLD RES LTD ADR -241 Sold Out 0
TARENA INTL INC ADR -2,479 Sold Out 0
UBS AG JERSEY BRH ALERIAN INFRST -225 Sold Out 0
CTRIP COM INTL LTD AMERICAN DEP SHS -1,089 Sold Out 0
WET SEAL INC CL A -1 Sold Out 0
ADVANCED EMISSIONS SOLUTS INC COM -1,207 Sold Out 0
ADVANTAGE OIL & GAS LTD COM -242 Sold Out 0
ALLIANZGI NFJ DIVID INT & PREM COM -279 Sold Out 0
ALLIED NEVADA GOLD CORP COM -88 Sold Out 0
BPZ RESOURCES INC COM -25 Sold Out 0
CHINA FD INC COM -228 Sold Out 0
CORINTHIAN COLLEGES INC COM -2 Sold Out 0
CORP RES SVCS INC COM -1 Sold Out 0
CREXENDO INC COM -45 Sold Out 0
CTC MEDIA INC COM -2,098 Sold Out 0
HANCOCK JOHN PFD INCOME FD II COM -288 Sold Out 0
INDIA FD INC COM -361 Sold Out 0
LIFE PARTNERS HOLDINGS INC COM Sold Out 0
NUVEEN NY AMT FREE MUN INCOME COM -132 Sold Out 0