BANK OF NEW YORK MELLON CORP Information

ONE WALL STREET, 31ST FLOOR, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 06/30/2015

Position Statistics

Total Positions 4,214
New Positions 147
Increased Positions 2,563
Decreased Positions 1,616
Positions with Activity 4,179
Sold Out Positions 94
Total Mkt Value (in $ millions) 347,230

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.9%
Capital Goods 4.15%
Conglomerates 0.22%
Consumer Cyclical 3.46%
Consumer/Non-Cyclical 7.16%
Energy 6.46%
Financial 16.72%
Healthcare 12.28%
Services 20.01%
Technology 18.75%
Transportation 1.87%
Utilities 2.91%

94 Sold Out Positions as of 06/30/2015

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
YINGLI GREEN ENERGY HLDG CO LT ADR -80 Sold Out 0
WISDOMTREE TR AUSTRALIA DIV FD -267 Sold Out 0
NUMEREX CORP PA CL A -494 Sold Out 0
REAL GOODS SOLAR INC CL A NEW -4 Sold Out 0
ACHAOGEN INC COM -178 Sold Out 0
COHEN & STEERS INFRASTRUCTURE COM -213 Sold Out 0
EGALET CORP COM -238 Sold Out 0
ERICKSON INC COM -65 Sold Out 0
ESPEY MFG & ELECTRS CORP COM -183 Sold Out 0
GABELLI DIVD & INCOME TR COM -178 Sold Out 0
GENERAL FIN CORP DEL COM -129 Sold Out 0
GFI GROUP INC COM -1,142 Sold Out 0
HERCULES TECH GROWTH CAP INC COM -792 Sold Out 0
IGNITE RESTAURANT GROUP INC COM -145 Sold Out 0
KINDRED BIOSCIENCES INC COM -233 Sold Out 0
LOCAL CORP COM -1 Sold Out 0
MITEL NETWORKS CORP COM -766 Sold Out 0
MOLYCORP INC DEL COM -105 Sold Out 0
MORGAN STANLEY CHINA A SH FD COM -219 Sold Out 0
MORGAN STANLEY EMER MKTS DEBT COM -87 Sold Out 0