BANK OF NEW YORK MELLON CORP Information

ONE WALL STREET, 31ST FLOOR, NEW YORK, New York, 10286, (212) 495-1784

Report Date: 06/30/2014

Position Statistics

Total Positions 4,142
New Positions 151
Increased Positions 2,256
Decreased Positions 1,765
Positions with Activity 4,021
Sold Out Positions 105
Total Mkt Value (in $ millions) 369,766

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.84%
Capital Goods 4.42%
Conglomerates 0.21%
Consumer Cyclical 3.32%
Consumer/Non-Cyclical 6.92%
Energy 9.15%
Financial 16.49%
Healthcare 11.41%
Services 18.45%
Technology 18.93%
Transportation 2.2%
Utilities 2.81%

105 Sold Out Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 1-5 US TIP IDX -202 Sold Out 0
ISHARES AGENCY BOND ETF -239 Sold Out 0
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT -17,135 Sold Out 0
BEASLEY BROADCAST GROUP INC CL A -56 Sold Out 0
FIDELITY NATIONAL FINANCIAL IN CL A -250,216 Sold Out 0
GRIFFIN LD & NURSERIES INC CL A -375 Sold Out 0
KIOR INC CL A -16 Sold Out 0
OCH ZIFF CAP MGMT GROUP CL A -259 Sold Out 0
TECUMSEH PRODS CO CL A -549 Sold Out 0
NATIONAL RESH CORP CL B -200 Sold Out 0
ALAMOS GOLD INC COM -677 Sold Out 0
BEAR ST FINL INC COM -93 Sold Out 0
BIND THERAPEUTICS INC COM -190 Sold Out 0
BLUE CAP REINS HLDGS LTD COM -224 Sold Out 0
CAPITAL SOUTHWEST CORP COM -1,777 Sold Out 0
CHEMUNG FINL CORP COM -464 Sold Out 0
CIM COML TR CORP COM -67 Sold Out 0
DIANA SHIPPING INC COM -244 Sold Out 0
DIVERSIFIED RSTRNT HLDGS INC COM -151 Sold Out 0
ENDEAVOUR SILVER CORP COM -69 Sold Out 0